RATHBONE JOHN P 4
4 · NORFOLK SOUTHERN CORP · Filed Feb 27, 2013
Insider Transaction Report
Form 4
RATHBONE JOHN P
Executive V.P.- Administration
Transactions
- Exercise/Conversion
Option (right to buy, granted 2004)
2013-02-25−4,541→ 0 totalExercise: $22.02From: 2005-01-30Exp: 2014-01-29→ Common Stock (4,541 underlying) - Exercise/Conversion
Common Stock
2013-02-25$22.02/sh+4,541$99,993→ 119,648 total - Tax Payment
Common Stock
2013-02-25$72.47/sh−1,380$100,002→ 118,268 total
Holdings
- 9,874.603(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of February 25, 2013, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
- [F2]Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).