RATHBONE JOHN P 4
4 · NORFOLK SOUTHERN CORP · Filed Mar 8, 2013
Insider Transaction Report
Form 4
RATHBONE JOHN P
Executive V.P.- Administration
Transactions
- Exercise/Conversion
Common Stock
2013-03-06$34.10/sh+2,932$99,981→ 121,200 total - Exercise/Conversion
Option (right to buy, granted 2005)
2013-03-06−2,932→ 0 totalExercise: $34.10From: 2008-01-28Exp: 2015-01-27→ Common Stock (2,932 underlying) - Tax Payment
Common Stock
2013-03-06$74.88/sh−1,336$100,033→ 119,864 total
Holdings
- 9,948.637(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Represents the approximate number of whole shares of Common Stock estimated -- on the basis of the unit accounting system used by the Plan Administrator -- as of March 6, 2013, to have been credited to the reporting person's account in the Norfolk Southern Corporation Thrift and Investment Plan (TIP), a trusteed 401(k) plan. In accordance with TIP's terms applicable to all participants, acquisitions were made at various times and at various prices.
- [F2]Reflects exercise and resulting cancellation of stock option, in a single transaction, exempt from Section 16(b). The stock option was granted under the Long-Term Incentive Plan (a Rule 16b-3 plan).