4//SEC Filing
LEGG MASON INC 4
Accession 0000704051-07-000078
CIK 0000704051operating
Filed
Jun 12, 8:00 PM ET
Accepted
Jun 13, 4:11 PM ET
Size
11.7 KB
Accession
0000704051-07-000078
Insider Transaction Report
Form 4
MASON RAYMOND A
DirectorChairman, President & CEO
Transactions
- Award
Phantom Stock
2007-06-11$88.76/sh+676.01$60,003→ 68,087.71 total→ Common Stock (676.01 underlying)
Holdings
- 300(indirect: By Trust)
Common Stock
- 150(indirect: By Children)
Common Stock
- 1,200(indirect: By Trust)
Common Stock
- 173,169(indirect: By GRAT)
Common Stock
- 1,800(indirect: By Children)
Common Stock
- 18,075(indirect: By Spouse)
Common Stock
- 2,263,047
Common Stock
Footnotes (6)
- [F1]On May 3, 2006, 250,000 shares of common stock previously owned by Mr. Mason directly were contributed to a grantor retained annuity trust (the "GRAT"). On January 3, 2007, 76,831 of these shares were distributed back to Mr. Mason by GRAT.
- [F2]The reporting person disclaims beneficial ownership of all securities held and this report should not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
- [F3]The reporting person is trustee.
- [F4]The reporting person's wife is custodian.
- [F5]Phantom stock units acquired pursuant to and under the conditions of the Legg Mason, Inc. 1996 Equity Incentive Plan, as amended.
- [F6]1-for-1
Documents
Issuer
LEGG MASON INC
CIK 0000704051
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0000704051
Filing Metadata
- Form type
- 4
- Filed
- Jun 12, 8:00 PM ET
- Accepted
- Jun 13, 4:11 PM ET
- Size
- 11.7 KB