Home/Filings/4/0000704051-11-000114
4//SEC Filing

Nattans Jeffrey A 4

Accession 0000704051-11-000114

CIK 0000704051other

Filed

Oct 31, 8:00 PM ET

Accepted

Nov 1, 2:59 PM ET

Size

6.4 KB

Accession

0000704051-11-000114

Insider Transaction Report

Form 4
Period: 2011-10-28
Nattans Jeffrey A
Sr. Vice President
Transactions
  • Award

    Phantom Stock Units

    2011-10-28+26.038,613.25 total
    Common Stock (26.03 underlying)
Holdings
  • Common Stock

    50,562.75
Footnotes (3)
  • [F1]Includes the acquisition of 145.41 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan for July 29, 2011 to August 31, 2011 at prices ranging from $24.51 to $26.78.
  • [F2]Phantom Stock Units acquired pursuant to and under the conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009.
  • [F3]1-for-1

Issuer

LEGG MASON, INC.

CIK 0000704051

Entity typeother

Related Parties

1
  • filerCIK 0001459765

Filing Metadata

Form type
4
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 2:59 PM ET
Size
6.4 KB