Nattans Jeffrey A 4
4 · LEGG MASON, INC. · Filed Nov 1, 2011
Insider Transaction Report
Form 4
Nattans Jeffrey A
Sr. Vice President
Transactions
- Award
Phantom Stock Units
2011-10-28+26.03→ 8,613.25 total→ Common Stock (26.03 underlying)
Holdings
- 50,562.75
Common Stock
Footnotes (3)
- [F1]Includes the acquisition of 145.41 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan for July 29, 2011 to August 31, 2011 at prices ranging from $24.51 to $26.78.
- [F2]Phantom Stock Units acquired pursuant to and under the conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009.
- [F3]1-for-1