LEGG MASON, INC.·4

Jan 8, 1:58 PM ET

Nattans Jeffrey A 4

4 · LEGG MASON, INC. · Filed Jan 8, 2013

Insider Transaction Report

Form 4
Period: 2013-01-04
Nattans Jeffrey A
Executive Vice President
Transactions
  • Award

    Phantom Stock Units

    [F2][F3]
    2013-01-04$24.71/sh+50.82$1,25611,467.44 total
    Common Stock (50.82 underlying)
Holdings
  • Common Stock

    [F1]
    89,851.29
Footnotes (3)
  • [F1]Includes the acquisition of 56.40 shares of Legg Mson, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan for October 31, 2012 to December 31, 2012 at prices ranging from $23.18 - $25.61.
  • [F2]Phantom Stock Units acquired pursuant to and under the conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009.
  • [F3]1-for-1
Signature
/s/ Elisabeth F. Craig, Attorney-in-fact for Jeffrey A. Nattans|2013-01-08

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT