LEGG MASON, INC. 4

4 · LEGG MASON, INC. · Filed May 4, 2015

Form 4

Period: 2015-04-30

EVP & CAO

Transactions

Disposition to Issuer
Restricted Stock Units
2015-04-30−2,696→ 0 total
→ Common Stock (2,696 underlying)
Disposition to Issuer
Restricted Stock Units
2015-04-30−2,656→ 0 total
→ Common Stock (2,656 underlying)
Disposition to Issuer
Restricted Stock Units
2015-04-30−4,597→ 0 total
→ Common Stock (4,597 underlying)
Disposition to Issuer
Restricted Stock Units
2015-04-30−3,028→ 0 total
→ Common Stock (3,028 underlying)

Holdings

Footnotes (6)

[F1]In connection with the vesting of certain restricted stock unit awards on April 30, 2015, the reporting person elects herewith to report on Table I all restricted stock units held by the reporting person (previously reported in Table II on Form 3 which was filed on April 8, 2015). The following shares vested on April 30, 2015: award granted May 16, 2011 - 665 shares; award granted May 16, 2012 - 1,149 shares; award granted May 16, 2013 - 757 shares; award granted May 16, 2014 - 674 shares.
[F2]Restricted stock units convert into common stock on a one-for-one basis.
[F3]Restricted stock units vest serially over four years and commenced on April 30, 2012.
[F4]Restricted stock units vest serially over four years and commenced on April 30, 2013.
[F5]Restricted stock units vest serially over four years and commenced on April 30, 2014.
[F6]Restricted stock units vest serially over four years and commenced on April 30, 2015.

Documents

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