4//SEC Filing
LEGG MASON, INC. 4
Accession 0000704051-15-000035
CIK 0000704051operating
Filed
May 3, 8:00 PM ET
Accepted
May 4, 3:55 PM ET
Size
13.0 KB
Accession
0000704051-15-000035
Insider Transaction Report
Form 4
Schliessler Ursula
EVP & CAO
Transactions
- Disposition to Issuer
Restricted Stock Units
2015-04-30−2,696→ 0 total→ Common Stock (2,696 underlying) - Disposition to Issuer
Restricted Stock Units
2015-04-30−2,656→ 0 total→ Common Stock (2,656 underlying) - Disposition to Issuer
Restricted Stock Units
2015-04-30−4,597→ 0 total→ Common Stock (4,597 underlying) - Disposition to Issuer
Restricted Stock Units
2015-04-30−3,028→ 0 total→ Common Stock (3,028 underlying)
Holdings
- 15,893
Common Stock
Footnotes (6)
- [F1]In connection with the vesting of certain restricted stock unit awards on April 30, 2015, the reporting person elects herewith to report on Table I all restricted stock units held by the reporting person (previously reported in Table II on Form 3 which was filed on April 8, 2015). The following shares vested on April 30, 2015: award granted May 16, 2011 - 665 shares; award granted May 16, 2012 - 1,149 shares; award granted May 16, 2013 - 757 shares; award granted May 16, 2014 - 674 shares.
- [F2]Restricted stock units convert into common stock on a one-for-one basis.
- [F3]Restricted stock units vest serially over four years and commenced on April 30, 2012.
- [F4]Restricted stock units vest serially over four years and commenced on April 30, 2013.
- [F5]Restricted stock units vest serially over four years and commenced on April 30, 2014.
- [F6]Restricted stock units vest serially over four years and commenced on April 30, 2015.
Documents
Issuer
LEGG MASON, INC.
CIK 0000704051
Entity typeoperating
IncorporatedMD
Related Parties
1- filerCIK 0000704051
Filing Metadata
- Form type
- 4
- Filed
- May 3, 8:00 PM ET
- Accepted
- May 4, 3:55 PM ET
- Size
- 13.0 KB