Kenney John 4
4 · LEGG MASON, INC. · Filed Jul 18, 2017
Insider Transaction Report
Form 4
Kenney John
Executive Vice President
Transactions
- Award
Phantom Stock
2017-07-14$37.39/sh+21.75$813→ 2,926.78 total→ Common Stock (21.75 underlying)
Holdings
- 47,258.09
Common Stock
Footnotes (3)
- [F1]Includes the acquisition of 31.998 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan for date July 11th, 2017 at a price of $38.75.
- [F2]Phantom Stock Units acquired pursuant to and under conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009.
- [F3]1-for-1