Kenney John 4
4 · LEGG MASON, INC. · Filed Oct 31, 2017
Insider Transaction Report
Form 4
Kenney John
Executive Vice President
Transactions
- Award
Phantom Stock
2017-10-27$36.25/sh+22.6$819→ 2,949.38 total→ Common Stock (22.6 underlying)
Holdings
- 47,291.24
Common Stock
Footnotes (3)
- [F1]Includes the acquisition of 33.15 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan for date October 23rd at a price of $37.67.
- [F2]Phantom Stock Units acquired pursuant to and under conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009.
- [F3]1-for-1