Cashman Frances 4
4 · LEGG MASON, INC. · Filed Oct 31, 2018
Insider Transaction Report
Form 4
Cashman Frances
Executive Vice President
Transactions
- AwardSwap
Phantom Stock
2018-10-29$26.17/sh+18.82$493→ 1,467.3 total→ Common Stock (18.82 underlying)
Holdings
- 62,913.14
Common Stock
Footnotes (3)
- [F1]Includes the acquisition of 34.51 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan for date October 24th at a price of $28.41.
- [F2]Phantom Stock Units acquired pursuant to and under conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009.
- [F3]1-for-1