|4Oct 31, 2:59 PM ET

Kenney John 4

4 · LEGG MASON, INC. · Filed Oct 31, 2018

Insider Transaction Report

Form 4
Period: 2018-10-29
Kenney John
Executive Vice President
Transactions
  • Award

    Phantom Stock

    2018-10-29$26.17/sh+39.28$1,0283,062.59 total
    Common Stock (39.28 underlying)
Holdings
  • Common Stock

    54,433.74
Footnotes (3)
  • [F1]Includes the acquisition of 55.03 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan for date October 24th at a price of $28.41.
  • [F2]Phantom Stock Units acquired pursuant to and under conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009.
  • [F3]1-for-1

Documents

1 file
  • 4
    wf-form4_154101237551645.xmlPrimary

    FORM 4