Cashman Frances 4
4 · LEGG MASON, INC. · Filed Nov 5, 2019
Insider Transaction Report
Form 4
Cashman Frances
Executive Vice President
Transactions
- Award
Phantom Stock
2019-11-01$35.10/sh+17.3$607→ 1,535.44 total→ Common Stock (17.3 underlying)
Holdings
- 66,969.37
Common Stock
Footnotes (3)
- [F1]Includes the acquisition of 32.89 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan for date October 29th at a price of $36.68.
- [F2]Phantom Stock Units acquired pursuant to and under conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009.
- [F3]1-for-1