Kenney John 4
4 · LEGG MASON, INC. · Filed Nov 5, 2019
Insider Transaction Report
Form 4
Kenney John
Executive Vice President
Transactions
- Award
Phantom Stock
2019-11-01$35.10/sh+36.11$1,267→ 3,204.81 total→ Common Stock (36.11 underlying)
Holdings
- 62,210.4
Common Stock
Footnotes (3)
- [F1]Includes the acquisition of 52.44 shares of Legg Mason, Inc. Common Stock pursuant to the Legg Mason, Inc. Employee Stock Purchase Plan for date October 29th at a price of $36.68.
- [F2]Phantom Stock Units acquired pursuant to and under conditions of the Legg Mason & Co., LLC Deferred Compensation/Phantom Stock Plan, as amended. See Exhibit 10.4 of the Form 10-K for the fiscal year ended March 31, 2009.
- [F3]1-for-1