Johnson Terence 4

4 · LEGG MASON, INC. · Filed Apr 1, 2020

Insider Transaction Report

Form 4

Period: 2020-03-31

LEGG MASON, INC.LM

Johnson Terence

Executive Vice President

Transactions

Exercise/Conversion
Common Stock
2020-03-31$47.64/sh+25,000$1,191,000→ 213,667.28 total
Exercise/Conversion
Common Stock
2020-03-31$31.24/sh+34,112$1,065,659→ 297,779.28 total
Exercise/Conversion
Common Stock
2020-03-31$37.64/sh+33,339$1,254,880→ 331,118.28 total
Exercise/Conversion
Common Stock
2020-03-31$47.64/sh+6,414$305,563→ 188,667.28 total
Exercise/Conversion
Common Stock
2020-03-31$23.72/sh+25,468$604,101→ 150,834.28 total
Exercise/Conversion
Common Stock
2020-03-31$31.24/sh+25,000$781,000→ 263,667.28 total
Sale
Common Stock
2020-03-31$48.72/sh−18,558$904,146→ 312,560.28 total
Sale
Common Stock
2020-03-31$48.80/sh−159,742$7,795,410→ 152,818.28 total
Exercise/Conversion
Stock Options (Right to buy)
2020-03-31−31,419→ 0 total
Exercise: $35.16Exp: 2021-05-16→ Common Stock (31,419 underlying)
Exercise/Conversion
Stock Options (Right to buy)
2020-03-31−25,000→ 25,000 total
Exercise: $47.64Exp: 2022-05-16→ Common Stock (25,000 underlying)
Exercise/Conversion
Stock Options (Right to buy)
2020-03-31−25,000→ 0 total
Exercise: $47.64Exp: 2022-05-16→ Common Stock (25,000 underlying)
Exercise/Conversion
Common Stock
2020-03-31$47.64/sh+25,000$1,191,000→ 238,667.28 total
Exercise/Conversion
Stock Options (Right to buy)
2020-03-31−6,414→ 50,000 total
Exercise: $47.64Exp: 2022-05-16→ Common Stock (6,414 underlying)
Exercise/Conversion
Stock Options (Right to buy)
2020-03-31−33,339→ 33,339 total
Exercise: $37.64Exp: 2025-05-15→ Common Stock (33,339 underlying)
Exercise/Conversion
Common Stock
2020-03-31$35.16/sh+31,419$1,104,692→ 182,253.28 total
Exercise/Conversion
Stock Options (Right to buy)
2020-03-31−25,468→ 0 total
Exercise: $23.72Exp: 2020-05-17→ Common Stock (25,468 underlying)
Exercise/Conversion
Stock Options (Right to buy)
2020-03-31−25,000→ 53,817 total
Exercise: $31.24Exp: 2024-05-13→ Common Stock (25,000 underlying)
Exercise/Conversion
Stock Options (Right to buy)
2020-03-31−34,112→ 19,705 total
Exercise: $31.24Exp: 2024-05-13→ Common Stock (34,112 underlying)

Footnotes (6)

[F1]The transaction reported in this Form 4 were effected for purpose of covering exercise cost, taxes, commissions and fees upon exercise of options.
[F2]Employee stock options vests serially over four years commencing on May 31, 2013.
[F3]Employee stock options vest serially over four years commencing on May 31, 2014.
[F4]Employee stock options vest serially over four years commencing on May 31, 2015.
[F5]Employee stock options vest serially over four years commencing on May 31, 2017.
[F6]Employee stock options vest serially over four years commencing on May 31, 2018.

Documents

1 file

4
wf-form4_158577876176464.xmlPrimary
FORM 4