4//SEC Filing
GOLDBERG MICHELLE J 4
Accession 0000704051-20-000088
CIK 0000704051other
Filed
Aug 3, 8:00 PM ET
Accepted
Aug 4, 7:17 PM ET
Size
5.9 KB
Accession
0000704051-20-000088
Insider Transaction Report
Form 4
GOLDBERG MICHELLE J
Director
Transactions
- Disposition to Issuer
Restricted Stock Units
2020-07-31−10,620.39→ 0 total→ Common Stock (10,620.39 underlying)
Footnotes (3)
- [F1]1-for-1
- [F2]Restricted stock units acquired pursuant to and under the conditions of the Legg Mason, Inc. Non-Employee Director Equity Plan, as amended. See Appendix A to the definitive proxy statement for Legg Mason's 2013 Annual Meeting of Stockholders.
- [F3]These restricted stock units were disposed of in exchange for (i) (A) $50, multiplied by (B) the number of shares of the issuer's common stock represented by such restricted stock units immediately prior to the effective time of the merger, plus (ii) the amount of any accrued but unpaid dividend equivalent rights under such restricted stock units, net of any taxes withheld pursuant to the merger agreement.
Documents
Issuer
LEGG MASON, INC.
CIK 0000704051
Entity typeother
Related Parties
1- filerCIK 0001650305
Filing Metadata
- Form type
- 4
- Filed
- Aug 3, 8:00 PM ET
- Accepted
- Aug 4, 7:17 PM ET
- Size
- 5.9 KB