NEFF JAMES D 4
4 · HORIZON BANCORP INC /IN/ · Filed Mar 9, 2021
Insider Transaction Report
Form 4
NEFF JAMES D
Corporate Secretary
Transactions
- Sale
Common Stock
2021-03-08$19.46/sh−15,300$297,738→ 234,164 total - Sale
Common Stock
2021-03-05$19.02/sh−10,400$197,808→ 249,464 total
Holdings
- 18,227(indirect: By ThriftPlan)
Common Stock
- 11,894(indirect: By ESOP)
Common Stock
- 45,064(indirect: By SERP)
Common Stock
Footnotes (4)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2020.
- [F2]This transaction was executed in multiple trades at prices ranging from $19.0000 to $19.2650. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to SEC staff, the issuer of security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $19.2500 to $19.8075. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to SEC staff, the issuer of security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]Adjusted to reflect additional shares allocated to the reporting person's benefit plan account after the date of the reporting person's last ownership report.