NEFF JAMES D 4
4 · HORIZON BANCORP INC /IN/ · Filed Mar 22, 2021
Insider Transaction Report
Form 4
NEFF JAMES D
President
Transactions
- Sale
Common Stock
[F1][F2]2021-03-18$20.01/sh−54,725$1,095,047→ 164,170 total
Holdings
- 11,894(indirect: By ESOP)
Common Stock
- 18,227(indirect: By Thrift Plan)
Common Stock
- 45,064(indirect: By SERP)
Common Stock
Footnotes (2)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2020.
- [F2]This transaction was executed in multiple trades at prices ranging from $20.000 to $20.085. The price reported above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide upon request to SEC staff, the issuer of security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Signature
Mark E. Secor, as Attorney-in-Fact for James D. Neff|2021-03-22