NEFF JAMES D 4
4 · HORIZON BANCORP INC /IN/ · Filed Jan 18, 2022
Insider Transaction Report
Form 4
NEFF JAMES D
Corporate Secretary
Transactions
- Sale
Common Stock
2022-01-13$22.00/sh−5,000$110,018→ 159,170 total - Sale
Common Stock
2022-01-14$23.06/sh−10,000$230,647→ 149,170 total
Holdings
- 11,894(indirect: By ESOP)
Common Stock
- 18,227(indirect: By Thrift Plan)
Common Stock
- 45,064(indirect: By SERP)
Common Stock
Footnotes (3)
- [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 1, 2021.
- [F2]This transaction was executed in multiple trades at prices ranging from $22.00 to $22.02. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to SEC staff, the issuer of security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F3]This transaction was executed in multiple trades at prices ranging from $23.00 to $23.11. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to SEC staff, the issuer of security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.