NEFF JAMES D 4

4 · HORIZON BANCORP INC /IN/ · Filed Mar 4, 2022

Form 4

Period: 2022-03-02

Corporate Secretary

Transactions

Exercise/Conversion
Common Stock
2022-03-02$10.38/sh+4,627$48,028→ 153,797 total
Sale
Common Stock
2022-03-02$20.25/sh−4,627$93,697→ 149,170 total
Exercise/Conversion
Common Stock
2022-03-02$16.76/sh+3,076$51,554→ 152,246 total
Sale
Common Stock
2022-03-02$20.25/sh−3,076$62,289→ 149,170 total
Exercise/Conversion
Common Stock
2022-03-02$16.74/sh+4,079$68,282→ 153,249 total
Sale
Common Stock
2022-03-02$20.25/sh−4,079$82,600→ 149,170 total
Exercise/Conversion
Employee Stock Option
2022-03-02−4,627→ 0 total
Exercise: $10.38From: 2019-03-15Exp: 2026-03-15→ Common Stock (4,627 underlying)
Exercise/Conversion
Employee Stock Option
2022-03-02−3,076→ 0 total
Exercise: $16.76From: 2020-03-21Exp: 2027-03-21→ Common Stock (3,076 underlying)
Exercise/Conversion
Employee Stock Option
2022-03-02−4,079→ 2,040 total
Exercise: $16.74From: 2021-03-19Exp: 2029-03-19→ Common Stock (4,079 underlying)

Holdings

Footnotes (4)

[F1]Adjusted to reflect additional shares allocated to the reporting person's benefit plan account after the date of the reporting person's last ownership report.
[F2]The option was granted 03/15/2016 and vested in three equal installments beginning on the first anniversary of the date of the grant.
[F3]The option was granted 03/21/2017 and vested in three equal installments beginning on the first anniversary of the date of the grant.
[F4]The option was granted 03/19/2019 and vested in three equal installments beginning on the first anniversary of the date of the grant.

Documents

1 file