4//SEC Filing
OLD NATIONAL BANCORP /IN/ 4
Accession 0000707179-16-000239
$ONBCIK 0000707179operating
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 3:46 PM ET
Size
33.6 KB
Accession
0000707179-16-000239
Insider Transaction Report
Form 4
Ellspermann Caroline J
PRESIDENT - WEALTH MANAGEMENT
Transactions
- Other
PHANTOM STOCK
2016-03-15$11.90/sh+100$1,190→ 9,217 total(indirect: KENNETH ELLSPERMANN)Exercise: $11.90→ COMMON STOCK (100 underlying) - Disposition to Issuer
COMMON STOCK
2016-02-01$11.67/sh−2,999$34,998→ 63,282 total - Tax Payment
COMMON STOCK
2016-02-01$11.67/sh+1,890$22,056→ 65,172 total - Disposition to Issuer
COMMON STOCK
2016-02-26$11.38/sh−11,251$128,036→ 53,921 total - Disposition to Issuer
COMMON STOCK
2016-02-01$11.67/sh−1,083$12,639→ 19,232 total(indirect: KENNETH ELLSPERMAN) - Tax Payment
COMMON STOCK
2016-02-01$11.67/sh+682$7,959→ 19,914 total(indirect: KENNETH ELLSPERMAN) - Purchase
PHANTOM STOCK
2015-04-28$13.59/sh+8,889$120,802→ 8,889 total(indirect: KENNETH ELLSPERMANN)Exercise: $13.59→ COMMON STOCK (8,889 underlying) - Purchase
PHANTOM STOCK
2016-04-04$12.16/sh+52$632→ 9,269 total(indirect: KENNETH ELLSPERMANN)Exercise: $12.16→ COMMON STOCK (52 underlying) - Other
PHANTOM STOCK
2015-09-15$14.17/sh+76$1,077→ 9,039 total(indirect: KENNETH ELLSPERMANN)Exercise: $14.17→ COMMON STOCK (76 underlying) - Other
PHANTOM STOCK
2015-06-16$14.43/sh+74$1,068→ 8,963 total(indirect: KENNETH ELLSPERMANN)Exercise: $14.43→ COMMON STOCK (74 underlying) - Other
PHANTOM STOCK
2015-12-15$13.80/sh+79$1,090→ 9,118 total(indirect: KENNETH ELLSPERMANN)Exercise: $13.80→ COMMON STOCK (79 underlying)
Holdings
- 7,000
EMPLOYEE STOCK OPTION
Exercise: $13.31From: 2010-02-01Exp: 2019-01-29→ COMMON STOCK (7,000 underlying) - 12,000
EMPLOYEE STOCK OPTION
Exercise: $15.29From: 2009-02-01Exp: 2018-01-24→ COMMON STOCK (12,000 underlying) - 5,780(indirect: KENNETH ELLSPERMAN - ONB KSOP)
COMMON STOCK
- 8,700
EMPLOYEE STOCK OPTION
Exercise: $21.65From: 2007-02-01Exp: 2016-02-24→ COMMON STOCK (8,700 underlying) - 12,300
EMPLOYEE STOCK OPTION
Exercise: $18.43From: 2008-01-25Exp: 2017-01-25→ COMMON STOCK (12,300 underlying) - 1,444
COMMON STOCK
- 6,337
COMMON STOCK
- 5,353(indirect: CAROLINE ELLSPERMAN - ONB KSOP)
COMMON STOCK
Footnotes (9)
- [F1]Includes 24,000 restricted stock units, 5,418 restricted stock shares and 24,503 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
- [F2]Registered as Caroline Ellspermann IRA - held by broker.
- [F3]Registered as joint tenants - Kenneth and Caroline Ellspermann - held by broker.
- [F4]KSOP Shares updated to include current balance.
- [F5]Immediately exercisable.
- [F6]Includes 15,375 restricted stock units, 3,542 restricted stock shares and 997 shares of common stock.. Fractional amounts have been rounded to the nearest whole number.
- [F7]Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
- [F8]Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
- [F9]Due to an inadvertent administrative error, the reporting of the 4/28/2015, 6/16/2015, 9/15/2015, and 12/15/2015 transactions were not timely filed.
Documents
Issuer
OLD NATIONAL BANCORP /IN/
CIK 0000707179
Entity typeoperating
IncorporatedIN
Related Parties
1- filerCIK 0000707179
Filing Metadata
- Form type
- 4
- Filed
- Apr 4, 8:00 PM ET
- Accepted
- Apr 5, 3:46 PM ET
- Size
- 33.6 KB