Home/Filings/4/0000707179-16-000239
4//SEC Filing

OLD NATIONAL BANCORP /IN/ 4

Accession 0000707179-16-000239

$ONBCIK 0000707179operating

Filed

Apr 4, 8:00 PM ET

Accepted

Apr 5, 3:46 PM ET

Size

33.6 KB

Accession

0000707179-16-000239

Insider Transaction Report

Form 4
Period: 2015-04-28
Ellspermann Caroline J
PRESIDENT - WEALTH MANAGEMENT
Transactions
  • Other

    PHANTOM STOCK

    2016-03-15$11.90/sh+100$1,1909,217 total(indirect: KENNETH ELLSPERMANN)
    Exercise: $11.90COMMON STOCK (100 underlying)
  • Disposition to Issuer

    COMMON STOCK

    2016-02-01$11.67/sh2,999$34,99863,282 total
  • Tax Payment

    COMMON STOCK

    2016-02-01$11.67/sh+1,890$22,05665,172 total
  • Disposition to Issuer

    COMMON STOCK

    2016-02-26$11.38/sh11,251$128,03653,921 total
  • Disposition to Issuer

    COMMON STOCK

    2016-02-01$11.67/sh1,083$12,63919,232 total(indirect: KENNETH ELLSPERMAN)
  • Tax Payment

    COMMON STOCK

    2016-02-01$11.67/sh+682$7,95919,914 total(indirect: KENNETH ELLSPERMAN)
  • Purchase

    PHANTOM STOCK

    2015-04-28$13.59/sh+8,889$120,8028,889 total(indirect: KENNETH ELLSPERMANN)
    Exercise: $13.59COMMON STOCK (8,889 underlying)
  • Purchase

    PHANTOM STOCK

    2016-04-04$12.16/sh+52$6329,269 total(indirect: KENNETH ELLSPERMANN)
    Exercise: $12.16COMMON STOCK (52 underlying)
  • Other

    PHANTOM STOCK

    2015-09-15$14.17/sh+76$1,0779,039 total(indirect: KENNETH ELLSPERMANN)
    Exercise: $14.17COMMON STOCK (76 underlying)
  • Other

    PHANTOM STOCK

    2015-06-16$14.43/sh+74$1,0688,963 total(indirect: KENNETH ELLSPERMANN)
    Exercise: $14.43COMMON STOCK (74 underlying)
  • Other

    PHANTOM STOCK

    2015-12-15$13.80/sh+79$1,0909,118 total(indirect: KENNETH ELLSPERMANN)
    Exercise: $13.80COMMON STOCK (79 underlying)
Holdings
  • EMPLOYEE STOCK OPTION

    Exercise: $13.31From: 2010-02-01Exp: 2019-01-29COMMON STOCK (7,000 underlying)
    7,000
  • EMPLOYEE STOCK OPTION

    Exercise: $15.29From: 2009-02-01Exp: 2018-01-24COMMON STOCK (12,000 underlying)
    12,000
  • COMMON STOCK

    (indirect: KENNETH ELLSPERMAN - ONB KSOP)
    5,780
  • EMPLOYEE STOCK OPTION

    Exercise: $21.65From: 2007-02-01Exp: 2016-02-24COMMON STOCK (8,700 underlying)
    8,700
  • EMPLOYEE STOCK OPTION

    Exercise: $18.43From: 2008-01-25Exp: 2017-01-25COMMON STOCK (12,300 underlying)
    12,300
  • COMMON STOCK

    1,444
  • COMMON STOCK

    6,337
  • COMMON STOCK

    (indirect: CAROLINE ELLSPERMAN - ONB KSOP)
    5,353
Footnotes (9)
  • [F1]Includes 24,000 restricted stock units, 5,418 restricted stock shares and 24,503 shares of common stock. Fractional amounts have been rounded to the nearest whole number.
  • [F2]Registered as Caroline Ellspermann IRA - held by broker.
  • [F3]Registered as joint tenants - Kenneth and Caroline Ellspermann - held by broker.
  • [F4]KSOP Shares updated to include current balance.
  • [F5]Immediately exercisable.
  • [F6]Includes 15,375 restricted stock units, 3,542 restricted stock shares and 997 shares of common stock.. Fractional amounts have been rounded to the nearest whole number.
  • [F7]Each share of phantom stock represents the right to receive one share of ONB common stock or the cash value thereof.
  • [F8]Shares of phantom stock are payable in cash following termination of the reporting person's employment with ONB or reporting person becoming disabled. The reporting person may transfer his phantom stock account into an alternative investment account at any time.
  • [F9]Due to an inadvertent administrative error, the reporting of the 4/28/2015, 6/16/2015, 9/15/2015, and 12/15/2015 transactions were not timely filed.

Issuer

OLD NATIONAL BANCORP /IN/

CIK 0000707179

Entity typeoperating
IncorporatedIN

Related Parties

1
  • filerCIK 0000707179

Filing Metadata

Form type
4
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 3:46 PM ET
Size
33.6 KB