4//SEC Filing
Gottscho Richard A 4
Accession 0000707549-21-000047
CIK 0000707549other
Filed
Mar 2, 7:00 PM ET
Accepted
Mar 3, 11:18 AM ET
Size
24.1 KB
Accession
0000707549-21-000047
Insider Transaction Report
Form 4
Gottscho Richard A
Vice President
Transactions
- Tax Payment
Common Stock
2021-03-01$598.81/sh−870$520,965→ 32,498 total - Award
Common Stock
2021-03-01+1,817→ 34,315 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-03-01−1,754→ 0 totalExercise: $190.07Exp: 2025-03-01→ Common Stock (1,754 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2021-03-01−3,540→ 3,540 totalExercise: $176.75Exp: 2026-03-01→ Common Stock (3,540 underlying) - Award
Market-based Performance Restricted Stock Unit
2021-03-01+2,272→ 2,272 totalExercise: $0.00→ Common Stock (2,272 underlying) - Award
Stock Option (right to buy)
2021-03-01+1,362→ 1,362 totalExercise: $598.81Exp: 2028-03-01→ Common Stock (1,362 underlying) - Exercise/Conversion
Common Stock
2021-03-01$190.07/sh+1,754$333,383→ 40,604 total - Sale
Common Stock
2021-03-01$576.56/sh−1,754$1,011,286→ 38,850 total - Exercise/Conversion
Common Stock
2021-03-01$176.75/sh+3,540$625,695→ 42,390 total - Sale
Common Stock
2021-03-01$576.56/sh−3,540$2,041,022→ 38,850 total - Tax Payment
Common Stock
2021-03-01$598.81/sh−4,824$2,888,659→ 34,026 total - Tax Payment
Common Stock
2021-03-01$598.81/sh−658$394,017→ 33,368 total
Footnotes (8)
- [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/10/2020.
- [F2]The amount reported includes shares subject to unvested restricted stock units.
- [F3]Represents shares that were automatically withheld upon vesting of restricted stock units to satisfy tax withholding obligations.
- [F4]The restricted stock units will vest in three equal installments on 03/01/2022, 03/01/2023, and 03/01/2024.
- [F5]The stock options will become exercisable in three equal installments on 03/01/2019, 03/01/2020, and 03/01/2021.
- [F6]The stock options will become exercisable in three equal installments on 03/01/2020, 03/01/2021, and 03/01/2022.
- [F7]The Market-based performance restricted stock units will vest between 0% and 150% on 03/01/2024. The performance of this award is based on the Lam Research Total Shareholder Return performance relative to the Philadelphia Semiconductor Total Return Index Total Shareholder Return during the performance period of 02/01/2021 through 01/31/2024.
- [F8]The stock options will become exercisable in three equal installments on 03/01/2022, 03/01/2023, and 03/01/2024.
Documents
Issuer
LAM RESEARCH CORP
CIK 0000707549
Entity typeother
Related Parties
1- filerCIK 0001392424
Filing Metadata
- Form type
- 4
- Filed
- Mar 2, 7:00 PM ET
- Accepted
- Mar 3, 11:18 AM ET
- Size
- 24.1 KB