FORD CRAIG G 4
4 · AMERISERV FINANCIAL INC /PA/ · Filed Sep 5, 2017
Insider Transaction Report
Form 4
FORD CRAIG G
DirectorOther
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2017-08-31−20,000→ 0 totalExercise: $2.28From: 2014-02-16Exp: 2021-02-16→ Common Stock (20,000 underlying) - Exercise/Conversion
Common
2017-08-31$2.28/sh+20,000$45,600→ 92,655 total - Sale
Common
2017-08-31$3.86/sh−40,000$154,400→ 52,655 total - Exercise/Conversion
Stock Option (Right to Buy)
2017-08-31−20,000→ 0 totalExercise: $2.85From: 2011-03-20Exp: 2018-03-20→ Common Stock (20,000 underlying) - Exercise/Conversion
Common
2017-08-31$2.85/sh+20,000$57,000→ 72,655 total
Footnotes (3)
- [F1]These options vest in three equal installments beginning March 20, 2009, subject to acceleration or forfeiture in certain specified circumstances.
- [F2]These options vest in three equal installments beginning February 16, 2012, subject to acceleration or forfeiture in certain specified circumstances.
- [F3]This transaction was executed in multiple trades at prices ranging from $3.95 to $3.85. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.