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4//SEC Filing

FORD CRAIG G 4

Accession 0000707605-17-000097

CIK 0000707605other

Filed

Sep 4, 8:00 PM ET

Accepted

Sep 5, 2:37 PM ET

Size

12.3 KB

Accession

0000707605-17-000097

Insider Transaction Report

Form 4
Period: 2017-08-31
FORD CRAIG G
DirectorOther
Transactions
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2017-08-3120,0000 total
    Exercise: $2.28From: 2014-02-16Exp: 2021-02-16Common Stock (20,000 underlying)
  • Exercise/Conversion

    Common

    2017-08-31$2.28/sh+20,000$45,60092,655 total
  • Sale

    Common

    2017-08-31$3.86/sh40,000$154,40052,655 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2017-08-3120,0000 total
    Exercise: $2.85From: 2011-03-20Exp: 2018-03-20Common Stock (20,000 underlying)
  • Exercise/Conversion

    Common

    2017-08-31$2.85/sh+20,000$57,00072,655 total
Footnotes (3)
  • [F1]These options vest in three equal installments beginning March 20, 2009, subject to acceleration or forfeiture in certain specified circumstances.
  • [F2]These options vest in three equal installments beginning February 16, 2012, subject to acceleration or forfeiture in certain specified circumstances.
  • [F3]This transaction was executed in multiple trades at prices ranging from $3.95 to $3.85. The price reported reflects the weighted average sale price. Full information regarding the number of shares sold and the prices at which the transactions were effected is available to the SEC staff, the issuer and any security holder of the issuer, upon request.

Issuer

AMERISERV FINANCIAL INC /PA/

CIK 0000707605

Entity typeother

Related Parties

1
  • filerCIK 0001225943

Filing Metadata

Form type
4
Filed
Sep 4, 8:00 PM ET
Accepted
Sep 5, 2:37 PM ET
Size
12.3 KB