Home/Filings/4/0000709804-09-000031
4//SEC Filing

Westfield John M 4

Accession 0000709804-09-000031

CIK 0000709804other

Filed

Aug 4, 8:00 PM ET

Accepted

Aug 5, 5:20 PM ET

Size

12.0 KB

Accession

0000709804-09-000031

Insider Transaction Report

Form 4
Period: 2009-08-03
Westfield John M
VP, Corp. Controller
Transactions
  • Award

    Incentive Stock Option (right to buy)

    2009-08-03+49,31049,310 total
    Exercise: $2.86Exp: 2016-08-03Common Stock (49,310 underlying)
  • Award

    Non-Qualified Stock Option (right to buy)

    2009-08-03+10,69010,690 total
    Exercise: $2.86Exp: 2016-08-03Common Stock (10,690 underlying)
  • Award

    Restricted Stock Units

    2009-08-03+15,00015,000 total
    Exercise: $0.00Common Stock (15,000 underlying)
  • Tax Payment

    Common Stock

    2009-08-04$2.90/sh1,907$5,53040,800 total
Footnotes (4)
  • [F1]Represents shares that were automatically withheld to cover tax withholding obligations.
  • [F2]A total of 60,000 stock options were granted on 08/03/2009, of which 49,310 are Incentive Stock options and 10,690 are Non-Qualified Stock Options. The aggregate of these options vest at the rate of 8.33% of the total option shares at the end of each three month period, such that the total option shares will be fully vested on 08/03/2012.
  • [F3]Represents a Restricted Stock Unit for shares of common stock that vests, based on certain performance criteria, over a period of 36 months.
  • [F4]Not Applicable.

Issuer

ADAPTEC INC

CIK 0000709804

Entity typeother

Related Parties

1
  • filerCIK 0001357589

Filing Metadata

Form type
4
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 5:20 PM ET
Size
12.0 KB