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UNIVERSAL AMERICAN FINANCIAL CORP·4

May 28, 2:03 PM ET

CAPITAL Z FINANCIAL SERVICES FUND II 4

4 · UNIVERSAL AMERICAN FINANCIAL CORP · Filed May 28, 2004

Insider Transaction Report

Form 4
Period: 2004-05-26
UNIVERSAL AMERICAN FINANCIAL CORPUHCO
CAPITAL Z FINANCIAL SERVICES FUND II
10% Owner
Transactions
  • Award

    Stock Options (Right to buy)

    [F1]
    2004-05-26+13,500→ 13,500 total
    Exercise: $10.65From: 2004-05-26Exp: 2014-05-26→ Common Stock (13,500 underlying)
Holdings

  • Stock Options (Right to buy)

    Exercise: $4.00From: 2001-11-09Exp: 2009-11-09→ Common Stock (13,500 underlying)
    13,500

  • Stock Options (Right to buy)

    Exercise: $4.06From: 2003-06-07Exp: 2010-06-07→ Common Stock (13,500 underlying)
    13,500

  • Stock Options (Right to buy)

    Exercise: $5.75From: 2004-05-24Exp: 2011-05-24→ Common Stock (13,500 underlying)
    13,500

  • Stock Options (Right to buy)

    Exercise: $6.23From: 2006-06-03Exp: 2013-06-03→ Common Stock (13,500 underlying)
    13,500

  • Stock Options (Right to buy)

    Exercise: $7.26From: 2005-05-29Exp: 2012-05-29→ Common Stock (13,500 underlying)
    13,500
Footnotes (1)
  • [F1]Exercisable over a 3-year period; 33% on 5/26/05, 67% on 5/26/06, and 100% on 5/26/07.
Signature
Capital Z Management, LLC|2004-05-28

Documents

1 file
  • 4
    c0001179674d20040528f4f.xmlPrimary

    PRIMARY DOCUMENT