LIPKIN GERALD H 4
4 · VALLEY NATIONAL BANCORP · Filed Jan 31, 2018
Insider Transaction Report
Form 4
LIPKIN GERALD H
DirectorChairman, President and CEO
Transactions
- Tax Payment
Common Stock
2018-01-29$12.74/sh−6,709$85,473→ 239,031 total - Tax Payment
Common Stock
2018-01-30$12.70/sh−35,407$449,669→ 203,624 total - Tax Payment
Common Stock
2018-01-30$12.70/sh−6,196$78,689→ 197,428 total
Holdings
- 6,946(indirect: By Spouse)
Common Stock
- 154
Common Stock (with Spouse)
- 57
Common Stock (401k Plan)
- 1,200
Preferred Stock (Roth IRA)
- 2,000(indirect: By Spouse)
Preferred Stock
- 68,889
Common Stock (Roth IRA)
- 444,760(indirect: By Spouse)
Common Stock
- 2,750(indirect: By Spouse)
Preferred Stock (Roth IRA with Spouse)
Footnotes (2)
- [F1]The amount of securities beneficially owned has been adjusted to reflect the forfeiture of a portion of the performance-based restricted stock units ("RSUs") granted to the reporting person in January 2015 and originally reported on Form 4. These RSUs did not vest based on the applicable total shareholder return and growth in tangible book value conditions measured over the three-year performance period ending December 31, 2017.
- [F2]Holdings under the Valley 401K Plan has been updated to reflect reporting person's balance in the Plan.