Ferranti Michael Heath 4
4 · REGIS CORP · Filed Nov 9, 2021
Insider Transaction Report
Form 4
REGIS CORPRGS
Ferranti Michael Heath
EVP Brand Operations
Transactions
- Award
Common Stock
2021-11-05$2.76/sh+3,352$9,252→ 6,460.506 total - Award
Common Stock
2021-11-05+9,525→ 15,985.506 total - Award
Stock Options
2021-11-05+87,500→ 87,500 totalExercise: $2.76Exp: 2031-11-05→ Common Stock (87,500 underlying) - Award
Stock Appreciation Rights
2021-11-05+87,500→ 87,500 totalExercise: $2.76Exp: 2031-11-05→ Common Stock (87,500 underlying)
Footnotes (4)
- [F1]The Reporting Person elected to participate in the Issuer's Stock Purchase and Matching RSU Program (SPMP). The Reporting Person purchased 3,352 shares of RGS common stock under the SPMP.
- [F2]Includes 3,108.506 shares attributable to employee stock plan purchases since the Reporting Person's Form 3.
- [F3]The Reporting Person was awarded a grant of 9,525 restricted stock units (RSUs) pursuant to the SPMP. The RSUs will vest 20% on the first anniversary of the grant date, 20% on the second anniversary of the grant date, and 60% on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreement. Each RSU represents the contingent right to receive one share of RGS common stock upon vesting.
- [F4]The award vests as to 20% of the shares on the first anniversary of the grant date, 20% of the shares on the second anniversary of the grant date and 60% of the shares on the third anniversary of the grant date, subject to the Reporting Person's continued employment with the Issuer through such anniversaries and the other terms and conditions of the grant agreements.