FIRST CHARTER CORP /NC/ 4

Accession 0000717306-04-000023

CIK 0000717306operating

View on SEC.gov Company Profile

Filed

Dec 28, 7:00 PM ET

Accepted

Dec 29, 3:46 PM ET

Size

57.0 KB

Accession

0000717306-04-000023

Insider Transaction Report

Form 4

Period: 2004-01-15

FIRST CHARTER CORP /NC/FCTR

BRATTON ROBERT O

CFO

Transactions

Other
Common Stock
2004-10-18$25.39/sh+1.54$39→ 207.368 total(indirect: Daughter - Caroline Bratton)
Exercise/Conversion
Common Stock
2004-12-27$15.75/sh+14,080$221,760→ 96,974.685 total
Other
Common Stock
2004-10-18$25.39/sh+30.942$786→ 4,165.929 total(indirect: Catherine Bratton)
Other
Common Stock
2004-07-15$22.25/sh+1.698$38→ 205.828 total(indirect: Daughter - Caroline Bratton)
Other
Common Stock
2004-01-15$19.82/sh+32.394$642→ 3,503.243 total(indirect: Mother - Alice)
Exercise/Conversion
Stock Options (Right to buy)
2004-12-27$14.50/sh−652$9,454→ 19,139 total
Exercise: $14.50Exp: 2010-01-20→ Common Stock (652 underlying)
Exercise/Conversion
Common Stock
2004-12-27$23.13/sh+9,288$214,785→ 123,772.685 total
Other
Common Stock
2004-04-15$20.60/sh+36.501$752→ 4,100.882 total(indirect: Catherine Bratton)
Exercise/Conversion
Stock Options (Right to buy)
2004-12-27$17.37/sh−13,191$229,128→ 8,794 total
Exercise: $17.37Exp: 2012-01-16→ Common Stock (13,191 underlying)
Other
Common Stock
2004-10-18$25.39/sh+26.67$677→ 3,590.771 total(indirect: Mother - Alice)
Exercise/Conversion
Common Stock
2004-12-27$17.37/sh+13,191$229,128→ 110,165.685 total
Other
Common Stock
2004-10-18$25.39/sh+74.242$1,885→ 82,242.685 total
Other
Common Stock
2004-01-15$19.82/sh+37.582$745→ 4,064.382 total(indirect: Catherine Bratton)
Other
Common Stock
2004-07-15$22.25/sh+34.105$759→ 4,134.987 total(indirect: Catherine Bratton)
Exercise/Conversion
Stock Options (Right to buy)
2004-12-27$15.75/sh−14,080$221,760→ 9,216 total
Exercise: $15.75Exp: 2011-01-17→ Common Stock (14,080 underlying)
Other
Common Stock
2004-04-15$20.60/sh+1.817$37→ 204.13 total(indirect: Daughter - Caroline Bratton)
Exercise/Conversion
Common Stock
2004-12-27$14.50/sh+652$9,454→ 82,894.685 total
Other
Common Stock
2004-04-15$20.60/sh+31.461$648→ 3,534.704 total(indirect: Mother - Alice)
Exercise/Conversion
Stock Options (Right to buy)
2004-12-27$18.39/sh−4,319$79,426→ 17,278 total
Exercise: $18.39Exp: 2013-01-15→ Common Stock (4,319 underlying)
Exercise/Conversion
Stock Options (Right to buy)
2004-12-27$23.13/sh−9,288$214,785→ 0 total
Exercise: $23.13Exp: 2009-01-21→ Common Stock (9,288 underlying)
Exercise/Conversion
Common Stock
2004-12-27$18.39/sh+4,319$79,426→ 114,484.685 total
Other
Common Stock
2004-01-15$19.82/sh+1.871$37→ 202.313 total(indirect: Daughter - Caroline Bratton)
Other
Common Stock
2004-07-15$22.25/sh+29.396$654→ 3,564.101 total(indirect: Mother - Alice)

Holdings

Stock Options (Right to buy)
Exercise: $17.92Exp: 2005-12-14→ Common Stock (3,000 underlying)
3,000
Stock Options (Right to buy)
Exercise: $25.00Exp: 2007-12-01→ Common Stock (2,400 underlying)
2,400
Stock Options (Right to buy)
Exercise: $17.92Exp: 2006-12-04→ Common Stock (3,360 underlying)
3,360
Stock Options (Right to buy)
Exercise: $18.13Exp: 2009-01-21→ Common Stock (7,729 underlying)
7,729

Footnotes (5)

[F1]Shares aquired under the First Charter Corporation dividend reinvestment plan since the date of the reporting person's last report.
[F2]All Options are currently exercisable
[F3]14,080 of 14,080 Non-Qualified are currently exercisable. 4,556 of 9,216 Incentive are currently exercisable. The remaining 4,660 become exercisable on 01/17/2005
[F4]13,191 of 16,057 Non-Qualified are currently exercisable. The remaining 2,866 become exercisable on 01/16/2005. 5,928 Incentive become exercisable as follows, 1,531 become exercisable on 01/16/2005 and 4,397 become exercisable on 01/16/2006
[F5]4,319 shares of 11,674 Non-Qualified are currently exercisable. The remaining shares become exercisable as follows, 4,319 shares become exercisable on 01/15/2005 and 3,036 shares become exercisable on 01/15/2006. 9,923 Incentive shares become exercisable as follows: 1,284 shares become exercisable on 01/15/2006, 4,319 shares become exercisable on 01/15/2007, and 4,320 shares become exercisable on 01/15/2008.

Documents

1 file

4
doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

FIRST CHARTER CORP /NC/

CIK 0000717306

→

Entity typeoperating

IncorporatedNC

Related Parties

filerCIK 0000717306

Filing Metadata

Form type: 4
Filed: Dec 28, 7:00 PM ET
Accepted: Dec 29, 3:46 PM ET
Size: 57.0 KB

View on SEC.gov