FIRST CHARTER CORP /NC/ 5

5 · FIRST CHARTER CORP /NC/ · Filed Feb 11, 2005

Form 5

Period: 2004-12-31

Director

Transactions

Expiration (Short)
Stock Options (Right to buy)
2004-11-24$25.00/sh−2,100$52,500→ 0 total
Exercise: $25.00Exp: 2004-11-24→ Common Stock (2,100 underlying)
Other
Common Stock
2004-07-15$22.25/sh+0.267$6→ 32.294 total(indirect: By Spouse)
Expiration (Short)
Stock Options (Right to buy)
2004-11-24$17.92/sh−3,600$64,500→ 18,000 total
Exercise: $17.92Exp: 2004-11-24→ Common Stock (3,600 underlying)
Other
Common Stock
2004-01-15$19.82/sh+0.294$6→ 31.743 total(indirect: By Spouse)
Other
Common Stock
2004-04-15$20.60/sh+0.285$6→ 32.028 total(indirect: By Spouse)
Other
Common Stock
2004-10-18$25.39/sh+0.242$6→ 32.536 total(indirect: By Spouse)
Expiration (Short)
Stock Options (Right to buy)
2004-11-24$17.92/sh−18,000$322,501→ 0 total
Exercise: $17.92Exp: 2004-11-24→ Common Stock (18,000 underlying)

Holdings

Common Stock
15,030
Stock Options (Right to buy)
Exercise: $14.50Exp: 2010-01-20→ Common Stock (1,800 underlying)
1,800
Stock Options (Right to buy)
Exercise: $18.81Exp: 2013-01-22→ Common Stock (5,000 underlying)
5,000
Stock Options (Right to buy)
Exercise: $17.37Exp: 2012-01-16→ Common Stock (2,500 underlying)
2,500
Common Stock
(indirect: By Spouse)
230

Footnotes (7)

[F1]Shares aquired under the First Charter Corporation dividend reinvestment plan since the date of the reporting person's last report.
[F2]1,440 options are currently exercisable. Remaining 360 options exercisable on 01/20/2005
[F3]1,080 options are currently exercisable. Remaining 720 options exercisable in equal installments on 01/17/2005 and 01/17/2006
[F4]1,500 options currently exercisable. The remaining 1,000 options are exercisable in equal installments on 01/16/2005 and 01/16/2006
[F5]All Options are currently exercisable
[F6]1,666 options are currently exercisable. The remaining 3,334 options are exercisable in equal installments on 01/22/2005 and 01/22/2006
[F7]Options are exercisable in 5 yearly installments beginning one year after grant date.

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