FIRST CHARTER CORP /NC/·5

Feb 11, 3:57 PM ET

FIRST CHARTER CORP /NC/ 5

5 · FIRST CHARTER CORP /NC/ · Filed Feb 11, 2005

Insider Transaction Report

Form 5
Period: 2004-12-31
JAMES ROBERT E JR
President and CEO FCB
Transactions
  • Gift

    Common Stock

    2004-11-11$27.13/sh200$5,42610,716 total
  • Other

    Common Stock

    2004-01-15$19.82/sh+1.01$20109.243 total(indirect: Daughter - Caroline)
  • Other

    Common Stock

    2004-04-15$20.60/sh+0.981$20110.224 total(indirect: Daughter - Caroline)
  • Other

    Common Stock

    2004-07-15$22.25/sh+0.917$20111.141 total(indirect: Daughter - Caroline)
  • Other

    Common Stock

    2004-10-18$25.39/sh+0.832$21111.973 total(indirect: Daughter - Caroline)
  • Gift

    Common Stock

    2004-11-11$27.13/sh+100$2,713211.973 total(indirect: Daughter - Caroline)
Holdings
  • Stock Options (Right to buy)

    Exercise: $17.37Exp: 2012-01-16Common Stock (21,985 underlying)
    21,985
  • Stock Options (Right to buy)

    Exercise: $23.66Exp: 2015-01-19Common Stock (18,448 underlying)
    18,448
  • Stock Options (Right to buy)

    Exercise: $18.38Exp: 2009-01-29Common Stock (35,000 underlying)
    35,000
  • Stock Options (Right to buy)

    Exercise: $18.39Exp: 2013-01-15Common Stock (21,597 underlying)
    21,597
  • Stock Options (Right to buy)

    Exercise: $15.75Exp: 2011-01-17Common Stock (23,296 underlying)
    23,296
  • Stock Options (Right to buy)

    Exercise: $14.50Exp: 2010-01-20Common Stock (19,791 underlying)
    19,791
Footnotes (5)
  • [F1]Shares aquired under the First Charter Corporation dividend reinvestment plan since the date of the reporting person's last report.
  • [F2]All Options are currently exercisable
  • [F3]5,928 Incentive become exercisable as follows, 1,531 are currently exercisable and 4,397 become exercisable on 01/16/2006
  • [F4]8,638 shares of 11,674 Non-Qualified are currently exercisable. The remaining shares become exercisable as follows, 3,036 shares become exercisable on 01/15/2006. 9,923 Incentive shares become exercisable as follows: 1,284 shares become exercisable on 01/15/2006, 4,319 shares become exercisable on 01/15/2007, and 4,320 shares become exercisable on 01/15/2008.
  • [F5]Options are exercisable in 5 yearly installments beginning one year after grant date.

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