FIRST CHARTER CORP /NC/ 4

4 · FIRST CHARTER CORP /NC/ · Filed Feb 21, 2007

Form 4

Period: 2007-02-16

Director

Transactions

Award
Phantom Stock
2007-02-16$24.28/sh+46.481$1,129→ 86.447 total
→ Common Stock (46.481 underlying)

Holdings

Common Stock
(indirect: LD Warlick - Custodian Laura)
1,635.523
Common Stock
(indirect: By Spouse)
24,129.835
Common Stock
(indirect: By Trust)
135
Common Stock
(indirect: M. E. Warlick - Custodian Laura)
1,531.39
Stock Options (Right to buy)
Exercise: $15.75Exp: 2011-01-17→ Common Stock (720 underlying)
720
Common Stock
(indirect: By IRA)
6,807
Common Stock
118,762
Stock Options (Right to buy)
Exercise: $18.81Exp: 2013-01-22→ Common Stock (5,000 underlying)
5,000
Stock Options (Right to buy)
Exercise: $20.02Exp: 2014-01-21→ Common Stock (1,800 underlying)
1,800
Stock Options (Right to buy)
Exercise: $17.37Exp: 2012-01-16→ Common Stock (2,500 underlying)
2,500
Common Stock
(indirect: Warlick Funeral Home, Inc.)
13,233.477

Footnotes (7)

[F1]Includes 13.3468 shares acquired under the First Charter Corporation dividend reinvestment plan since the date of the reporting person's last report.
[F2]Includes 12.497 shares acquired under the First Charter Corporation dividend reinvestment plan since the date of the reporting person's last report.
[F3]Includes 198.5368 shares acquired under the First Charter Corporation dividend reinvestment plan since the date of the reporting person's last report.
[F4]Includes 107.9945 shares acquired under the First Charter Corporation dividend reinvestment plan since the date of the reporting person's last report.
[F5]One for One
[F6]Non-Employee directors may withdraw common stock from the deferred comp plan the first day of the calendar month following retirement, death, or termination.
[F7]All Options are currently exercisable

Documents

1 file