ARROW FINANCIAL CORP 4
4 · ARROW FINANCIAL CORP · Filed Nov 3, 2015
Insider Transaction Report
Form 4
Goodemote Terry R
SVP & CFO
Transactions
- Exercise/Conversion
Common Stock
2015-10-23$18.35/sh+1,139$20,901→ 16,458 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-10-23+3,655→ 0 totalExercise: $20.41From: 2007-11-29Exp: 2016-11-29→ Commmon Stock (3,655 underlying) - Exercise/Conversion
Common Stock
2015-10-23$20.41/sh+3,655$74,599→ 17,976 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2015-10-23+1,139→ 3,000 totalExercise: $18.35From: 2008-11-28Exp: 2017-11-28→ Commmon Stock (1,139 underlying) - Tax Payment
Common Stock
2015-10-23$28.08/sh−2,657$74,609→ 15,319 total - Tax Payment
Common Stock
2015-10-23$28.08/sh−744$20,892→ 15,714 total
Holdings
- 85(indirect: FBO Son UTMA)
Commmon Stock
Footnotes (3)
- [F1]Shares surrendered by reporting person to issuer to pay the exercise price of the derivative security.
- [F2]The information provided reflects 280 shares acquired under the Company's Dividend Reinvestment Plan, 224 shares acquired under the Company's ESPP and 948 shares aquired under the Company's ESOP since previously disclosed by the insider on March 25, 2014. None of the transactions were required to be reported on a Form 4 and this information is being furnished to disclose the holdings of the insider as of the date of this Form 4.
- [F3]The information provided reflects 8 shares acquired under the Company's Dividend Reinvestment Plan since previously disclosed by the insider on March 25, 2014 which was not required to be reported on a Form 4 and this information is being furnished to disclose the holdings of the insider as of the date of this Form 4.