4//SEC Filing
JAFFE ELLIOT S 4
Accession 0000717724-11-000046
CIK 0001498301other
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 11:51 AM ET
Size
18.9 KB
Accession
0000717724-11-000046
Insider Transaction Report
Form 4
JAFFE ELLIOT S
Director
Transactions
- Purchase
Common
2011-09-22$24.85/sh+100,000$2,485,000→ 100,000 total(indirect: See Footnote (2)) - Award
Option To Buy
2011-09-21+10,000→ 10,000 totalExercise: $26.27From: 2012-09-21Exp: 2021-09-21→ Common (10,000 underlying)
Holdings
- 5,000
Option to Buy
Exercise: $17.67From: 2010-09-24Exp: 2019-09-24→ Common (5,000 underlying) - 10,000
Option to Buy
Exercise: $14.06From: 2008-11-28Exp: 2017-11-28→ Common (10,000 underlying) - 524,557
Common
- 5,000
Option to Buy
Exercise: $14.99From: 2009-09-18Exp: 2018-09-18→ Comon (5,000 underlying) - 381,469(indirect: See Footnote (1))
Common
- 240,000
Option To Buy
Exercise: $11.84From: 2006-10-12Exp: 2015-10-12→ Common (240,000 underlying) - 10,000
Option To Buy
Exercise: $23.39From: 2011-09-23Exp: 2020-09-23→ Common (10,000 underlying)
Footnotes (7)
- [F1]Shares are held by Roslyn Jaffe, Mr. Jaffe's wife. Mr. Jaffe disclaims beneficial ownership of these shares.
- [F2]Mr. Jaffe purchased 100,000 shares on behalf of the Jaffe Family Foundation. Mr. Jaffe is President of the Foundation. Mr. Jaffe disclaims any beneficial ownershp of these shares.
- [F3]Granted under the Company's 2001 Stock Incentive Plan.
- [F4]Granted under the Company's 2010 Stock Incentive Plan.
- [F5]Exercisable in five equal annual installments with the first installment on the date indicated.
- [F6]Exercisable in three equal annual installments with the first installment on the date indicated.
- [F7]Exercisable in four equal annual installment with the first installment on the date indicated.
Documents
Issuer
Ascena Retail Group, Inc.
CIK 0001498301
Entity typeother
IncorporatedCT
Related Parties
1- filerCIK 0000903343
Filing Metadata
- Form type
- 4
- Filed
- Sep 22, 8:00 PM ET
- Accepted
- Sep 23, 11:51 AM ET
- Size
- 18.9 KB