Ascena Retail Group, Inc.·4

Sep 23, 12:12 PM ET

JAFFE ELISE 4

4 · Ascena Retail Group, Inc. · Filed Sep 23, 2011

Insider Transaction Report

Form 4
Period: 2011-09-21
JAFFE ELISE
Senior Vice President
Transactions
  • Award

    Restricted Stock Units

    2011-09-21+3,7503,750 total
    Common (3,750 underlying)
  • Award

    Option To Buy

    2011-09-21+15,00015,000 total
    Exercise: $26.27From: 2012-09-21Exp: 2021-09-21Common (15,000 underlying)
Holdings
  • Common

    4,875,832
  • Option To Buy

    Exercise: $6.76From: 2003-12-09Exp: 2012-12-09Common (80,000 underlying)
    80,000
  • Option To Buy

    Exercise: $17.97From: 2010-09-24Exp: 2019-09-24Common (15,000 underlying)
    15,000
  • Option To Buy

    Exercise: $23.39From: 2011-09-23Exp: 2020-09-23Common (15,000 underlying)
    15,000
  • Option To Buy

    Exercise: $14.99From: 2009-09-18Exp: 2018-09-18Common (40,000 underlying)
    40,000
  • Options to Buy

    Exercise: $11.84From: 2006-10-12Exp: 2015-10-12Common (80,000 underlying)
    80,000
Footnotes (7)
  • [F1]Granted under the Company's 1995 Stock Option Plan.
  • [F2]Granted under the Company's 2001 Stock Incentive Plan
  • [F3]Granted under the Company's 2010 Stock Incentive Plan
  • [F4]Exercisable in five equal annual installments with the first installment on the date indicated.
  • [F5]Exercisable in four equal annual installments with the first installment on the date indicated.
  • [F6]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
  • [F7]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.

Documents

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