Home/Filings/4/0000717724-11-000053
4//SEC Filing

JAFFE ELISE 4

Accession 0000717724-11-000053

CIK 0001498301other

Filed

Sep 22, 8:00 PM ET

Accepted

Sep 23, 12:12 PM ET

Size

18.5 KB

Accession

0000717724-11-000053

Insider Transaction Report

Form 4
Period: 2011-09-21
JAFFE ELISE
Senior Vice President
Transactions
  • Award

    Restricted Stock Units

    2011-09-21+3,7503,750 total
    Common (3,750 underlying)
  • Award

    Option To Buy

    2011-09-21+15,00015,000 total
    Exercise: $26.27From: 2012-09-21Exp: 2021-09-21Common (15,000 underlying)
Holdings
  • Common

    4,875,832
  • Option To Buy

    Exercise: $6.76From: 2003-12-09Exp: 2012-12-09Common (80,000 underlying)
    80,000
  • Option To Buy

    Exercise: $17.97From: 2010-09-24Exp: 2019-09-24Common (15,000 underlying)
    15,000
  • Option To Buy

    Exercise: $23.39From: 2011-09-23Exp: 2020-09-23Common (15,000 underlying)
    15,000
  • Option To Buy

    Exercise: $14.99From: 2009-09-18Exp: 2018-09-18Common (40,000 underlying)
    40,000
  • Options to Buy

    Exercise: $11.84From: 2006-10-12Exp: 2015-10-12Common (80,000 underlying)
    80,000
Footnotes (7)
  • [F1]Granted under the Company's 1995 Stock Option Plan.
  • [F2]Granted under the Company's 2001 Stock Incentive Plan
  • [F3]Granted under the Company's 2010 Stock Incentive Plan
  • [F4]Exercisable in five equal annual installments with the first installment on the date indicated.
  • [F5]Exercisable in four equal annual installments with the first installment on the date indicated.
  • [F6]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
  • [F7]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.

Issuer

Ascena Retail Group, Inc.

CIK 0001498301

Entity typeother

Related Parties

1
  • filerCIK 0001066030

Filing Metadata

Form type
4
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 12:12 PM ET
Size
18.5 KB