Ascena Retail Group, Inc.·4

Sep 23, 12:27 PM ET

Levine Jay S. 4

4 · Ascena Retail Group, Inc. · Filed Sep 23, 2011

Insider Transaction Report

Form 4
Period: 2011-09-21
Levine Jay S.
SVP, Chief Accounting Officer
Transactions
  • Award

    Restricted Stock Units

    2011-09-21+5,0005,000 total
    Common (5,000 underlying)
  • Award

    Option to Buy

    2011-09-21+20,00020,000 total
    Exercise: $27.26From: 2012-09-21Exp: 2021-09-21Common (20,000 underlying)
Holdings
  • Common

    Exercise: $32.62From: 2012-06-02Exp: 2021-06-02Common (20,000 underlying)
    20,000
  • Common

    2,500
Footnotes (5)
  • [F1]Restricted share units issued under the Comnpany's 2010 Stock Incentive Plan. These shares will vest 50% on the one year anniversary date (i.e. June 2, 2012), and another 50% on the two year anniversary date of the grant (i.e. June 2, 2013).
  • [F2]Granted under the Company's 2010 Stock Incentive Plan.
  • [F3]Exercisable in four equal installments with the first installment on the date indicated.
  • [F4]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
  • [F5]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.

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