JAFFE ELISE 4
4 · Ascena Retail Group, Inc. · Filed Oct 12, 2011
Insider Transaction Report
Form 4
JAFFE ELISE
Senior Vice President
Transactions
- Award
Common
2011-10-12+3,822→ 4,879,654 total
Holdings
- 80,000
Options to Buy
Exercise: $11.84From: 2006-10-12Exp: 2015-10-12→ Common (80,000 underlying) - 15,000
Option To Buy
Exercise: $26.27From: 2012-09-21Exp: 2021-09-21→ Common (15,000 underlying) - 15,000
Option To Buy
Exercise: $23.39From: 2011-09-23Exp: 2020-09-23→ Common (15,000 underlying) - 3,750
Restricted Stock Units
→ Common (3,750 underlying) - 40,000
Option To Buy
Exercise: $14.99From: 2009-09-18Exp: 2018-09-18→ Common (40,000 underlying) - 15,000
Option To Buy
Exercise: $17.97From: 2010-09-24Exp: 2019-09-24→ Common (15,000 underlying) - 80,000
Option To Buy
Exercise: $6.76From: 2003-12-09Exp: 2012-12-09→ Common (80,000 underlying)
Footnotes (9)
- [F1]These shares of performance based shares were awarded under the Company's 2011 Long Term Incentive Plan (the "2011 LTIP").
- [F2]These shares vested 1/3 on each of the following dates: July 30, 2012, July 30, 2013 and July 30, 2014.
- [F3]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.
- [F4]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock. under 2014 LTIP.
- [F5]Exercisable in five equal annual installments with the first installment on the date indicated.
- [F6]Exercisable in four equal annual installments with the first installment on the date indicated.
- [F7]Granted under the Company's 1995 Stock Option Plan.
- [F8]Granted under the Company's 2001 Stock Incentive Plan
- [F9]Granted under the Company's 2010 Stock Incentive Plan