Home/Filings/4/0000717724-11-000065
4//SEC Filing

JAFFE ELISE 4

Accession 0000717724-11-000065

CIK 0001498301other

Filed

Oct 11, 8:00 PM ET

Accepted

Oct 12, 3:29 PM ET

Size

18.2 KB

Accession

0000717724-11-000065

Insider Transaction Report

Form 4
Period: 2011-10-12
JAFFE ELISE
Senior Vice President
Transactions
  • Award

    Common

    2011-10-12+3,8224,879,654 total
Holdings
  • Options to Buy

    Exercise: $11.84From: 2006-10-12Exp: 2015-10-12Common (80,000 underlying)
    80,000
  • Option To Buy

    Exercise: $26.27From: 2012-09-21Exp: 2021-09-21Common (15,000 underlying)
    15,000
  • Option To Buy

    Exercise: $23.39From: 2011-09-23Exp: 2020-09-23Common (15,000 underlying)
    15,000
  • Restricted Stock Units

    Common (3,750 underlying)
    3,750
  • Option To Buy

    Exercise: $14.99From: 2009-09-18Exp: 2018-09-18Common (40,000 underlying)
    40,000
  • Option To Buy

    Exercise: $17.97From: 2010-09-24Exp: 2019-09-24Common (15,000 underlying)
    15,000
  • Option To Buy

    Exercise: $6.76From: 2003-12-09Exp: 2012-12-09Common (80,000 underlying)
    80,000
Footnotes (9)
  • [F1]These shares of performance based shares were awarded under the Company's 2011 Long Term Incentive Plan (the "2011 LTIP").
  • [F2]These shares vested 1/3 on each of the following dates: July 30, 2012, July 30, 2013 and July 30, 2014.
  • [F3]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.
  • [F4]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock. under 2014 LTIP.
  • [F5]Exercisable in five equal annual installments with the first installment on the date indicated.
  • [F6]Exercisable in four equal annual installments with the first installment on the date indicated.
  • [F7]Granted under the Company's 1995 Stock Option Plan.
  • [F8]Granted under the Company's 2001 Stock Incentive Plan
  • [F9]Granted under the Company's 2010 Stock Incentive Plan

Issuer

Ascena Retail Group, Inc.

CIK 0001498301

Entity typeother

Related Parties

1
  • filerCIK 0001066030

Filing Metadata

Form type
4
Filed
Oct 11, 8:00 PM ET
Accepted
Oct 12, 3:29 PM ET
Size
18.2 KB