4//SEC Filing
JAFFE ELISE 4
Accession 0000717724-12-000010
CIK 0001498301other
Filed
Jun 20, 8:00 PM ET
Accepted
Jun 21, 3:39 PM ET
Size
20.9 KB
Accession
0000717724-12-000010
Insider Transaction Report
Form 4
JAFFE ELISE
Senior Vice President
Transactions
- Award
Restricted Share Units
2012-06-19+500→ 500 total→ Common (500 underlying)
Holdings
- 30,000
Option To Buy
Exercise: $11.70From: 2011-09-23Exp: 2020-09-23→ Common (30,000 underlying) - 7,500
Restricted Stock Units
→ Common (7,500 underlying) - 7,644
Restricted Stock Shares
→ Common (7,644 underlying) - 9,751,664
Common
- 160,000
Options to Buy
Exercise: $5.92From: 2006-10-12Exp: 2015-10-12→ Common (160,000 underlying) - 30,000
Option To Buy
Exercise: $13.13From: 2012-09-21Exp: 2021-09-21→ Common (30,000 underlying) - 160,000
Option To Buy
Exercise: $3.38From: 2003-12-09Exp: 2012-12-09→ Common (160,000 underlying) - 80,000
Option To Buy
Exercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (80,000 underlying) - 30,000
Option To Buy
Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (30,000 underlying)
Footnotes (11)
- [F1]Exercisable in five equal annual installments with the first installment on the date indicated.
- [F10]Restricted share units issued under the Company's 2010 Stock Incentive Plan.
- [F11]These units vest in two equal installments on June 19, 2013 and June 19, 2014.
- [F2]Exercisable in four equal annual installments with the first installment on the date indicated.
- [F3]Granted under the Company's 1995 Stock Option Plan.
- [F4]Granted under the Company's 2001 Stock Incentive Plan
- [F5]Granted under the Company's 2010 Stock Incentive Plan
- [F6]These shares of performance based shares were awarded under the Company's 2011 Long Term Incentive Plan (the "2011 LTIP").
- [F7]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.
- [F8]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock. under 2014 LTIP.
- [F9]These shares vested 1/3 on each of the following dates: July 30, 2012, July 30, 2013 and July 30, 2014.
Documents
Issuer
Ascena Retail Group, Inc.
CIK 0001498301
Entity typeother
Related Parties
1- filerCIK 0001066030
Filing Metadata
- Form type
- 4
- Filed
- Jun 20, 8:00 PM ET
- Accepted
- Jun 21, 3:39 PM ET
- Size
- 20.9 KB