CORREIA ARMAND 4

Accession 0000717724-12-000026

CIK 0001498301other

View on SEC.gov Company Profile

Filed

Jul 18, 8:00 PM ET

Accepted

Jul 19, 3:19 PM ET

Size

25.9 KB

Accession

0000717724-12-000026

Insider Transaction Report

Form 4

Period: 2012-07-17

Ascena Retail Group, Inc.ASNA

CORREIA ARMAND

Executive Vice President & CFO

Transactions

Sale
Common
2012-07-17$18.70/sh−10,000$187,029→ 17,726 total
Exercise/Conversion
Common
2012-07-19$5.92/sh+6,000$35,520→ 8,726 total
Exercise/Conversion
Option To Buy
2012-07-19−6,000→ 0 total
Exercise: $5.92From: 2006-10-12Exp: 2015-10-12→ Common (6,000 underlying)
Exercise/Conversion
Option to Buy
2012-07-19−1,500→ 118,500 total
Exercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (1,500 underlying)
Sale
Common
2012-07-18$18.72/sh−15,000$280,749→ 2,726 total
Exercise/Conversion
Common
2012-07-19$7.50/sh+1,500$11,243→ 10,226 total
Sale
Common
2012-07-19$19.32/sh−10,000$193,200→ 226 total

Holdings

Option To Buy
Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (40,000 underlying)
40,000
Option To Buy
Exercise: $11.70From: 2011-09-23Exp: 2020-09-23→ Common (50,000 underlying)
50,000
Restricted Stock Units
→ Common (20,000 underlying)
20,000
Option To Buy
Exercise: $13.13From: 2012-09-21Exp: 2021-09-21→ Common (50,000 underlying)
50,000
Common
27,726

Footnotes (9)

[F1]This transaction was executed in multiple trades ranging from $18.70 to $18.74. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
[F2]This transaction was executed in multiple trades ranging from $18.65 to $18.80. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
[F3]This transaction was executed in multiple trades ranging from $19.3005 to $19.35. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
[F4]Granted under the Company's 2001 Stock Incentive Plan
[F5]Granted under the Company's 2010 Stock Incentive Plan.
[F6]Exercisable in five equal annual installments with the first installment exercisable on the date indicated.
[F7]Exercisable in four equal annual installments with the first installment exercisable on the date indicated.
[F8]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock under the 2014 LTIP.
[F9]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.

Documents

2 files

Issuer

Ascena Retail Group, Inc.

CIK 0001498301

→

Entity typeother

Related Parties

filerCIK 0001234435

Filing Metadata

Form type: 4
Filed: Jul 18, 8:00 PM ET
Accepted: Jul 19, 3:19 PM ET
Size: 25.9 KB

View on SEC.gov