Earnings Feed
Start Free
Ascena Retail Group, Inc.·4

Jul 19, 3:19 PM ET

CORREIA ARMAND 4

4 · Ascena Retail Group, Inc. · Filed Jul 19, 2012

Insider Transaction Report

Form 4
Period: 2012-07-17
Ascena Retail Group, Inc.ASNA
CORREIA ARMAND
Executive Vice President & CFO
Transactions
  • Sale

    Common

    2012-07-17$18.70/sh−10,000$187,029→ 17,726 total
  • Exercise/Conversion

    Common

    2012-07-19$5.92/sh+6,000$35,520→ 8,726 total
  • Exercise/Conversion

    Option To Buy

    2012-07-19−6,000→ 0 total
    Exercise: $5.92From: 2006-10-12Exp: 2015-10-12→ Common (6,000 underlying)
  • Exercise/Conversion

    Option to Buy

    2012-07-19−1,500→ 118,500 total
    Exercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (1,500 underlying)
  • Sale

    Common

    2012-07-18$18.72/sh−15,000$280,749→ 2,726 total
  • Exercise/Conversion

    Common

    2012-07-19$7.50/sh+1,500$11,243→ 10,226 total
  • Sale

    Common

    2012-07-19$19.32/sh−10,000$193,200→ 226 total
Holdings

  • Option To Buy

    Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (40,000 underlying)
    40,000

  • Option To Buy

    Exercise: $11.70From: 2011-09-23Exp: 2020-09-23→ Common (50,000 underlying)
    50,000

  • Restricted Stock Units

    → Common (20,000 underlying)
    20,000

  • Option To Buy

    Exercise: $13.13From: 2012-09-21Exp: 2021-09-21→ Common (50,000 underlying)
    50,000

  • Common

    27,726
Footnotes (9)
  • [F1]This transaction was executed in multiple trades ranging from $18.70 to $18.74. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  • [F2]This transaction was executed in multiple trades ranging from $18.65 to $18.80. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  • [F3]This transaction was executed in multiple trades ranging from $19.3005 to $19.35. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  • [F4]Granted under the Company's 2001 Stock Incentive Plan
  • [F5]Granted under the Company's 2010 Stock Incentive Plan.
  • [F6]Exercisable in five equal annual installments with the first installment exercisable on the date indicated.
  • [F7]Exercisable in four equal annual installments with the first installment exercisable on the date indicated.
  • [F8]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock under the 2014 LTIP.
  • [F9]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.

Documents

2 files