JAFFE ELLIOT S 4

4 · Ascena Retail Group, Inc. · Filed Sep 21, 2012

Form 4

Period: 2012-09-20

Director

Transactions

Award
Restricted Stock Units
2012-09-20+5,000→ 5,000 total
From: 2013-09-20Exp: 2022-09-20→ Common (5,000 underlying)

Holdings

Option to Buy
Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (10,000 underlying)
10,000
Option to Buy
Exercise: $7.03From: 2008-11-28Exp: 2017-11-28→ Common (20,000 underlying)
20,000
Common
(indirect: See Footnote (1))
762,938
Option To Buy
Exercise: $5.92From: 2006-10-12Exp: 2015-10-12→ Common (480,000 underlying)
480,000
Option to Buy
Exercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Comon (10,000 underlying)
10,000
Option To Buy
Exercise: $26.27From: 2012-09-21Exp: 2021-09-21→ Common (10,000 underlying)
10,000
Common
1,049,114
Option To Buy
Exercise: $11.64From: 2011-09-23Exp: 2020-09-23→ Common (20,000 underlying)
20,000

Footnotes (8)

[F1]Shares are held by Roslyn Jaffe, Mr. Jaffe's wife. Mr. Jaffe disclaims beneficial ownership of these shares.
[F2]Granted under the Company's 2001 Stock Incentive Plan.
[F3]Granted under the Company's 2010 Stock Incentive Plan.
[F4]Exercisable in five equal annual installments with the first installment on the date indicated.
[F5]Exercisable in three equal annual installments with the first installment on the date indicated.
[F6]Exercisable in four equal annual installment with the first installment on the date indicated.
[F7]Restricted stock units issued under the Company's 2010 Stock Incentive Plan
[F8]These units vest in four equal installments on September 20, 2013, September 20, 2014, September 20, 2015 ans September 20, 2016.

Documents

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