4//SEC Filing
JAFFE ELLIOT S 4
Accession 0000717724-12-000032
CIK 0001498301other
Filed
Sep 20, 8:00 PM ET
Accepted
Sep 21, 3:49 PM ET
Size
18.8 KB
Accession
0000717724-12-000032
Insider Transaction Report
Form 4
JAFFE ELLIOT S
Director
Transactions
- Award
Restricted Stock Units
2012-09-20+5,000→ 5,000 totalFrom: 2013-09-20Exp: 2022-09-20→ Common (5,000 underlying)
Holdings
- 10,000
Option to Buy
Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (10,000 underlying) - 20,000
Option to Buy
Exercise: $7.03From: 2008-11-28Exp: 2017-11-28→ Common (20,000 underlying) - 762,938(indirect: See Footnote (1))
Common
- 480,000
Option To Buy
Exercise: $5.92From: 2006-10-12Exp: 2015-10-12→ Common (480,000 underlying) - 10,000
Option to Buy
Exercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Comon (10,000 underlying) - 10,000
Option To Buy
Exercise: $26.27From: 2012-09-21Exp: 2021-09-21→ Common (10,000 underlying) - 1,049,114
Common
- 20,000
Option To Buy
Exercise: $11.64From: 2011-09-23Exp: 2020-09-23→ Common (20,000 underlying)
Footnotes (8)
- [F1]Shares are held by Roslyn Jaffe, Mr. Jaffe's wife. Mr. Jaffe disclaims beneficial ownership of these shares.
- [F2]Granted under the Company's 2001 Stock Incentive Plan.
- [F3]Granted under the Company's 2010 Stock Incentive Plan.
- [F4]Exercisable in five equal annual installments with the first installment on the date indicated.
- [F5]Exercisable in three equal annual installments with the first installment on the date indicated.
- [F6]Exercisable in four equal annual installment with the first installment on the date indicated.
- [F7]Restricted stock units issued under the Company's 2010 Stock Incentive Plan
- [F8]These units vest in four equal installments on September 20, 2013, September 20, 2014, September 20, 2015 ans September 20, 2016.
Documents
Issuer
Ascena Retail Group, Inc.
CIK 0001498301
Entity typeother
IncorporatedCT
Related Parties
1- filerCIK 0000903343
Filing Metadata
- Form type
- 4
- Filed
- Sep 20, 8:00 PM ET
- Accepted
- Sep 21, 3:49 PM ET
- Size
- 18.8 KB