4//SEC Filing
Levine Jay S. 4
Accession 0000717724-12-000042
CIK 0001498301other
Filed
Sep 20, 8:00 PM ET
Accepted
Sep 21, 4:53 PM ET
Size
19.5 KB
Accession
0000717724-12-000042
Insider Transaction Report
Form 4
Levine Jay S.
SVP, Chief Accounting Officer
Transactions
- Award
Option To Buy
2012-09-20+20,000→ 20,000 totalExercise: $20.79From: 2013-09-20Exp: 2022-09-20→ Common (20,000 underlying) - Award
Restricted Stock Units
2012-09-20+5,000→ 5,000 total→ Common (5,000 underlying)
Holdings
- 2,500
Common
- 40,000
Option to Buy
Exercise: $13.13From: 2012-09-21Exp: 2021-09-21→ Common (40,000 underlying) - 2,500
Restricted Share Units
→ Common (2,500 underlying) - 10,000
Performance Share Units
→ Common (10,000 underlying) - 40,000
Option To Buy'
Exercise: $16.31From: 2012-06-02Exp: 2021-06-02→ Common (40,000 underlying) - 5,000
Restricted Share Units
→ Common (5,000 underlying)
Footnotes (11)
- [F1]Granted under the Company's 2010 Stock Incentive Plan.
- [F10]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
- [F11]The number of RSU's to be received will be based upon the percentage of achievement by Ascena of certain financilal performance targets for Ascena's fiscal year 2013, 2014 and 2015.
- [F2]Exercisable in four equal installments with the first installment on the date indicated.
- [F3]Restricted share units issued under the Comnpany's 2010 Stock Incentive Plan. These shares will vest 50% on the one year anniversary date (i.e. June 2, 2012), and another 50% on the two year anniversary date of the grant (i.e. June 2, 2013).
- [F4]These shares vested 50% on the one year anniversary date (i.e. June 2, 2012), and another 50% will vest the two year anniversary date of the grant (i.e. June 2, 2013).
- [F5]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
- [F6]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.
- [F7]Restricted shares units issued under the Company's 2010 Stock Incentive Plan.
- [F8]These units vest in two equal installments on June 19, 2013 and June 19, 2014.
- [F9]These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").
Documents
Issuer
Ascena Retail Group, Inc.
CIK 0001498301
Entity typeother
Related Parties
1- filerCIK 0001516850
Filing Metadata
- Form type
- 4
- Filed
- Sep 20, 8:00 PM ET
- Accepted
- Sep 21, 4:53 PM ET
- Size
- 19.5 KB