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CORREIA ARMAND 4

Accession 0000717724-12-000046

CIK 0001498301other

View on SEC.gov Company Profile

Filed

Sep 26, 8:00 PM ET

Accepted

Sep 27, 4:14 PM ET

Size

24.1 KB

Accession

0000717724-12-000046

Insider Transaction Report

Form 4

Period: 2012-09-25

Ascena Retail Group, Inc.ASNA

Executive Vice President & CFO

Transactions

Exercise/Conversion
Common
2012-09-25$7.50/sh+12,000$89,940→ 12,226 total
Exercise/Conversion
Common
2012-09-26$7.50/sh+12,000$89,940→ 12,226 total
Sale
Common
2012-09-26$21.50/sh−12,000$258,000→ 226 total
Sale
Common
2012-09-25$21.51/sh−12,000$258,120→ 226 total
Exercise/Conversion
Option to Buy
2012-09-25−12,000→ 106,500 total
Exercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (12,000 underlying)
Exercise/Conversion
Option to Buy
2012-09-26−12,000→ 94,500 total
Exercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (12,000 underlying)

Holdings

Option To Buy
Exercise: $11.70From: 2011-09-23Exp: 2020-09-23→ Common (50,000 underlying)
50,000
Option To Buy
Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (40,000 underlying)
40,000
Option To Buy
Exercise: $20.79From: 2013-09-20Exp: 2022-09-20→ Common (25,000 underlying)
25,000
Restricted Stock Units
→ Common (10,000 underlying)
10,000

Footnotes (7)

[F1]Granted under the Company's 2001 Stock Incentive Plan
[F2]Granted under the Company's 2010 Stock Incentive Plan.
[F3]Exercisable in five equal annual installments with the first installment exercisable on the date indicated.
[F4]Exercisable in four equal annual installments with the first installment exercisable on the date indicated.
[F5]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock under the 2014 LTIP.
[F6]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2013, 2014 and 2015.
[F7]These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").

Documents

2 files

Issuer

Ascena Retail Group, Inc.

CIK 0001498301

Entity typeother

Related Parties

1

filerCIK 0001234435

Filing Metadata

Form type: 4
Filed: Sep 26, 8:00 PM ET
Accepted: Sep 27, 4:14 PM ET
Size: 24.1 KB

View on SEC.gov