CORREIA ARMAND 4
4 · Ascena Retail Group, Inc. · Filed Sep 27, 2012
Insider Transaction Report
Form 4
CORREIA ARMAND
Executive Vice President & CFO
Transactions
- Exercise/Conversion
Common
2012-09-25$7.50/sh+12,000$89,940→ 12,226 total - Exercise/Conversion
Common
2012-09-26$7.50/sh+12,000$89,940→ 12,226 total - Sale
Common
2012-09-26$21.50/sh−12,000$258,000→ 226 total - Sale
Common
2012-09-25$21.51/sh−12,000$258,120→ 226 total - Exercise/Conversion
Option to Buy
2012-09-25−12,000→ 106,500 totalExercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (12,000 underlying) - Exercise/Conversion
Option to Buy
2012-09-26−12,000→ 94,500 totalExercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (12,000 underlying)
Holdings
- 50,000
Option To Buy
Exercise: $11.70From: 2011-09-23Exp: 2020-09-23→ Common (50,000 underlying) - 40,000
Option To Buy
Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (40,000 underlying) - 25,000
Option To Buy
Exercise: $20.79From: 2013-09-20Exp: 2022-09-20→ Common (25,000 underlying) - 10,000
Restricted Stock Units
→ Common (10,000 underlying)
Footnotes (7)
- [F1]Granted under the Company's 2001 Stock Incentive Plan
- [F2]Granted under the Company's 2010 Stock Incentive Plan.
- [F3]Exercisable in five equal annual installments with the first installment exercisable on the date indicated.
- [F4]Exercisable in four equal annual installments with the first installment exercisable on the date indicated.
- [F5]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock under the 2014 LTIP.
- [F6]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2013, 2014 and 2015.
- [F7]These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").