CORREIA ARMAND 4

4 · Ascena Retail Group, Inc. · Filed Oct 2, 2012

Form 4

Period: 2012-09-28

Executive Vice President & CFO

Transactions

Exercise/Conversion
Common
2012-09-28$7.50/sh+12,000$89,940→ 12,226 total
Sale
Common
2012-09-28$21.39/sh−12,000$256,680→ 226 total
Exercise/Conversion
Option to Buy
2012-09-28−12,000→ 82,500 total
Exercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (12,000 underlying)

Holdings

Option To Buy
Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (40,000 underlying)
40,000
Option To Buy
Exercise: $11.70From: 2011-09-23Exp: 2020-09-23→ Common (50,000 underlying)
50,000
Option To Buy
Exercise: $13.13From: 2012-09-21Exp: 2021-09-21→ Common (50,000 underlying)
50,000
Restricted Stock Units
→ Common (10,000 underlying)
10,000
Option To Buy
Exercise: $20.79From: 2013-09-20Exp: 2022-09-20→ Common (25,000 underlying)
25,000

Footnotes (7)

[F1]Granted under the Company's 2001 Stock Incentive Plan
[F2]Granted under the Company's 2010 Stock Incentive Plan.
[F3]Exercisable in five equal annual installments with the first installment exercisable on the date indicated.
[F4]Exercisable in four equal annual installments with the first installment exercisable on the date indicated.
[F5]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock under the 2014 LTIP.
[F6]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2013, 2014 and 2015.
[F7]These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").

Documents

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