4//SEC Filing
CORREIA ARMAND 4
Accession 0000717724-12-000050
CIK 0001498301other
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 12:26 PM ET
Size
19.0 KB
Accession
0000717724-12-000050
Insider Transaction Report
Form 4
CORREIA ARMAND
Executive Vice President & CFO
Transactions
- Exercise/Conversion
Common
2012-09-28$7.50/sh+12,000$89,940→ 12,226 total - Sale
Common
2012-09-28$21.39/sh−12,000$256,680→ 226 total - Exercise/Conversion
Option to Buy
2012-09-28−12,000→ 82,500 totalExercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (12,000 underlying)
Holdings
- 40,000
Option To Buy
Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (40,000 underlying) - 50,000
Option To Buy
Exercise: $11.70From: 2011-09-23Exp: 2020-09-23→ Common (50,000 underlying) - 50,000
Option To Buy
Exercise: $13.13From: 2012-09-21Exp: 2021-09-21→ Common (50,000 underlying) - 10,000
Restricted Stock Units
→ Common (10,000 underlying) - 25,000
Option To Buy
Exercise: $20.79From: 2013-09-20Exp: 2022-09-20→ Common (25,000 underlying)
Footnotes (7)
- [F1]Granted under the Company's 2001 Stock Incentive Plan
- [F2]Granted under the Company's 2010 Stock Incentive Plan.
- [F3]Exercisable in five equal annual installments with the first installment exercisable on the date indicated.
- [F4]Exercisable in four equal annual installments with the first installment exercisable on the date indicated.
- [F5]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock under the 2014 LTIP.
- [F6]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2013, 2014 and 2015.
- [F7]These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").
Documents
Issuer
Ascena Retail Group, Inc.
CIK 0001498301
Entity typeother
Related Parties
1- filerCIK 0001234435
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 12:26 PM ET
- Size
- 19.0 KB