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4//SEC Filing

CORREIA ARMAND 4

Accession 0000717724-12-000052

CIK 0001498301other
View on SEC.govCompany Profile

Filed

Oct 8, 8:00 PM ET

Accepted

Oct 9, 4:44 PM ET

Size

19.4 KB

Accession

0000717724-12-000052

Insider Transaction Report

Form 4
Period: 2012-10-05
Ascena Retail Group, Inc.ASNA
CORREIA ARMAND
Executive Vice President & CFO
Transactions
  • Exercise/Conversion

    Common

    2012-10-05$7.50/sh+8,029$60,177→ 2,255 total
  • Sale

    Common

    2012-10-05$21.32/sh−8,029$171,194→ 226 total
  • Exercise/Conversion

    Option to Buy

    2012-10-05−8,029→ 74,447 total
    Exercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (8,029 underlying)
Holdings

  • Option To Buy

    Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (40,000 underlying)
    40,000

  • Restricted Stock Units

    → Common (10,000 underlying)
    10,000

  • Option To Buy

    Exercise: $13.13From: 2012-09-21Exp: 2021-09-21→ Common (50,000 underlying)
    50,000

  • Option To Buy

    Exercise: $20.79From: 2013-09-20Exp: 2022-09-20→ Common (25,000 underlying)
    25,000

  • Option To Buy

    Exercise: $11.70From: 2011-09-23Exp: 2020-09-23→ Common (50,000 underlying)
    50,000
Footnotes (8)
  • [F1]This transaction was executed in multiple trades ranging from $21.29 to $21.35. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  • [F2]Granted under the Company's 2001 Stock Incentive Plan
  • [F3]Granted under the Company's 2010 Stock Incentive Plan.
  • [F4]Exercisable in five equal annual installments with the first installment exercisable on the date indicated.
  • [F5]Exercisable in four equal annual installments with the first installment exercisable on the date indicated.
  • [F6]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock under the 2014 LTIP.
  • [F7]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2013, 2014 and 2015.
  • [F8]These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").

Documents

2 files

Issuer

Ascena Retail Group, Inc.

CIK 0001498301

→
Entity typeother

Related Parties

1
  • filerCIK 0001234435

Filing Metadata

Form type
4
Filed
Oct 8, 8:00 PM ET
Accepted
Oct 9, 4:44 PM ET
Size
19.4 KB
View on SEC.gov