JAFFE ELISE 4

Accession 0000717724-12-000055

CIK 0001498301other

View on SEC.gov Company Profile

Filed

Oct 10, 8:00 PM ET

Accepted

Oct 11, 4:57 PM ET

Size

24.5 KB

Accession

0000717724-12-000055

Insider Transaction Report

Form 4

Period: 2012-10-10

Ascena Retail Group, Inc.ASNA

JAFFE ELISE

Senior Vice President

Transactions

Award
Common
2012-10-10+20,319→ 9,771,983 total

Holdings

Option To Buy
Exercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (80,000 underlying)
80,000
Restricted Stock Units
→ Common (3,750 underlying)
3,750
Option To Buy
Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (30,000 underlying)
30,000
Option To Buy
Exercise: $11.70From: 2011-09-23Exp: 2020-09-23→ Common (30,000 underlying)
30,000
Restricted Stock Shares
→ Common (7,644 underlying)
7,644
Option To Buy
Exercise: $3.38From: 2003-12-09Exp: 2012-12-09→ Common (160,000 underlying)
160,000
Restricted Stock Units
→ Common (7,500 underlying)
7,500
Restricted Share Units
→ Common (500 underlying)
500
Option To Buy
Exercise: $20.79From: 2013-09-20Exp: 2022-09-20→ Common (15,000 underlying)
15,000
Options to Buy
Exercise: $5.92From: 2006-10-12Exp: 2015-10-12→ Common (160,000 underlying)
160,000
Option To Buy
Exercise: $13.13From: 2012-09-21Exp: 2021-09-21→ Common (30,000 underlying)
30,000

Footnotes (15)

[F1]These shares of performance based shares were awarded under the Company's 2012 Long Term Incentive Plan (the "2012 LTIP")
[F10]These shares vested 1/3 on each of the following dates: July 30, 2012, July 30, 2013 and July 30, 2014.
[F11]Restricted share units issued under the Company's 2010 Stock Incentive Plan.
[F12]These units vest in two equal installments on June 19, 2013 and June 19, 2014.
[F13]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
[F14]The number of RSU's to be received will be based upon the percentage of achievement by Ascena of certain financilal performance targets for Ascena's fiscal year 2013, 2014 and 2015.
[F15]These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").
[F2]Exercisable in five equal annual installments with the first installment on the date indicated.
[F3]Exercisable in four equal annual installments with the first installment on the date indicated.
[F4]Granted under the Company's 1995 Stock Option Plan.
[F5]Granted under the Company's 2001 Stock Incentive Plan
[F6]Granted under the Company's 2010 Stock Incentive Plan
[F7]These shares of performance based shares were awarded under the Company's 2011 Long Term Incentive Plan (the "2011 LTIP").
[F8]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.
[F9]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock. under 2014 LTIP.

Documents

2 files

Issuer

Ascena Retail Group, Inc.

CIK 0001498301

→

Entity typeother

Related Parties

filerCIK 0001066030

Filing Metadata

Form type: 4
Filed: Oct 10, 8:00 PM ET
Accepted: Oct 11, 4:57 PM ET
Size: 24.5 KB

View on SEC.gov