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CORREIA ARMAND 4

Accession 0000717724-12-000060

CIK 0001498301other
View on SEC.govCompany Profile

Filed

Oct 24, 8:00 PM ET

Accepted

Oct 25, 1:22 PM ET

Size

19.3 KB

Accession

0000717724-12-000060

Insider Transaction Report

Form 4
Period: 2012-10-23
Ascena Retail Group, Inc.ASNA
CORREIA ARMAND
Executive Vice President & CFO
Transactions
  • Other

    Restricted Stock Units

    2012-10-23−10,000→ 0 total
    → Common (10,000 underlying)
  • Award

    Restricted Stock Units

    2012-10-23+10,000→ 10,000 total
    → Common (10,000 underlying)
Holdings

  • Common

    26,556

  • Option To Buy

    Exercise: $11.70From: 2011-09-23Exp: 2020-09-23→ Common (50,000 underlying)
    50,000

  • Option To Buy

    Exercise: $13.13From: 2012-09-21Exp: 2021-09-21→ Common (50,000 underlying)
    50,000

  • Option to Buy

    Exercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (74,441 underlying)
    74,441

  • Option To Buy

    Exercise: $20.79From: 2013-09-20Exp: 2022-09-20→ Common (25,000 underlying)
    25,000

  • Option To Buy

    Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (40,000 underlying)
    40,000
Footnotes (10)
  • [F1]Granted under the Company's 2001 Stock Incentive Plan
  • [F10]Granted subject to stockholder approval of the amendment of the 2010 Stock Incentive Plan, as amended, at the Company's Annual Meeting of Stockholders on 12/11/2012.
  • [F2]Granted under the Company's 2010 Stock Incentive Plan.
  • [F3]Exercisable in five equal annual installments with the first installment exercisable on the date indicated.
  • [F4]Exercisable in four equal annual installments with the first installment exercisable on the date indicated.
  • [F5]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock under the 2014 LTIP.
  • [F6]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2013, 2014 and 2015.
  • [F7]These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").
  • [F8]Not applicable.
  • [F9]Represents the rescission on 10/23/2012 of the shares awarded under the Company's 2015 Long Term Incentive Plan granted on 9/20/2012.

Documents

2 files

Issuer

Ascena Retail Group, Inc.

CIK 0001498301

→
Entity typeother

Related Parties

1
  • filerCIK 0001234435

Filing Metadata

Form type
4
Filed
Oct 24, 8:00 PM ET
Accepted
Oct 25, 1:22 PM ET
Size
19.3 KB
View on SEC.gov