4//SEC Filing
JAFFE ELISE 4
Accession 0000717724-12-000062
CIK 0001498301other
Filed
Oct 24, 8:00 PM ET
Accepted
Oct 25, 1:27 PM ET
Size
24.8 KB
Accession
0000717724-12-000062
Insider Transaction Report
Form 4
JAFFE ELISE
Senior Vice President
Transactions
- Other
Restricted Stock Units
2012-10-23−3,750→ 0 total→ Common (3,750 underlying) - Other
Restricted Stock Units
2012-10-23−7,500→ 0 total→ Common (7,500 underlying)
Holdings
- 160,000
Options to Buy
Exercise: $5.92From: 2006-10-12Exp: 2015-10-12→ Common (160,000 underlying) - 30,000
Option To Buy
Exercise: $11.70From: 2011-09-23Exp: 2020-09-23→ Common (30,000 underlying) - 7,644
Restricted Stock Shares
→ Common (7,644 underlying) - 9,771,983
Common
- 160,000
Option To Buy
Exercise: $3.38From: 2003-12-09Exp: 2012-12-09→ Common (160,000 underlying) - 80,000
Option To Buy
Exercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (80,000 underlying) - 30,000
Option To Buy
Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (30,000 underlying) - 30,000
Option To Buy
Exercise: $13.13From: 2012-09-21Exp: 2021-09-21→ Common (30,000 underlying) - 500
Restricted Share Units
→ Common (500 underlying) - 15,000
Option To Buy
Exercise: $20.79From: 2013-09-20Exp: 2022-09-20→ Common (15,000 underlying)
Footnotes (13)
- [F1]Includes 20,319 shares of performance based shares awarded under the Company's 2012 Long Term Incentive Plan (the "2012 LTIP")
- [F10]These units vest in two equal installments on June 19, 2013 and June 19, 2014.
- [F11]Not applicable.
- [F12]Represents the rescission on 10/23/2012 of the shares awarded under the Company's 2015 Long Term Incentive Plan granted on 9/20/2012.
- [F13]Represents the rescission on 10/23/2012 of the shares awarded under the Company's 2014 Long Term Incentive Plan granted on 9/21/2011.
- [F2]Exercisable in five equal annual installments with the first installment on the date indicated.
- [F3]Exercisable in four equal annual installments with the first installment on the date indicated.
- [F4]Granted under the Company's 1995 Stock Option Plan.
- [F5]Granted under the Company's 2001 Stock Incentive Plan
- [F6]Granted under the Company's 2010 Stock Incentive Plan
- [F7]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock. under 2014 LTIP.
- [F8]These shares vested 1/3 on each of the following dates: July 30, 2012, July 30, 2013 and July 30, 2014.
- [F9]Restricted share units issued under the Company's 2010 Stock Incentive Plan.
Documents
Issuer
Ascena Retail Group, Inc.
CIK 0001498301
Entity typeother
Related Parties
1- filerCIK 0001066030
Filing Metadata
- Form type
- 4
- Filed
- Oct 24, 8:00 PM ET
- Accepted
- Oct 25, 1:27 PM ET
- Size
- 24.8 KB