4//SEC Filing
Sullivan John J. 4
Accession 0000717724-12-000065
CIK 0001498301other
Filed
Oct 24, 8:00 PM ET
Accepted
Oct 25, 1:42 PM ET
Size
24.4 KB
Accession
0000717724-12-000065
Insider Transaction Report
Form 4
Sullivan John J.
EVP & Chief Operating Officer
Transactions
- Other
Restricted Share Units
2012-10-23−30,000→ 0 total→ Common (30,000 underlying) - Award
Restricted Stock Units
2012-10-23+12,000→ 12,000 total→ Common (12,000 underlying) - Other
Restricted Stock Units
2012-10-23−12,000→ 0 total→ Common (12,000 underlying) - Award
Restricted Stock Units
2012-10-23+30,000→ 30,000 total→ Common (30,000 underlying)
Holdings
- 10,000
Restricted Stock Units
→ Common (10,000 underlying) - 20,000
Restricted Share Units
→ Common (20,000 underlying) - 30,000
Option To Buy
Exercise: $20.79From: 2013-09-20Exp: 2022-09-20→ Common (30,000 underlying) - 0
Common
- 50,000
Option to Buy
Exercise: $14.19From: 2012-12-06Exp: 2021-12-06→ Common (50,000 underlying) - 10,000
Restricted Share Units
→ Common (10,000 underlying)
Footnotes (15)
- [F1]Granted under the Company's 2010 Stock Incentive Plan.
- [F10]The number of RSU's to be received will be based upon the percentage of achievement by Ascena of certain financial performance targets for Ascena's fiscal year 2013, 2014 and 2015.
- [F11]These shares will vest 10% over three years, these shares will vest 15% in the fourth year, these shares will vest 20% the fifth year, and 35% the sixth year. The first vesting will be September 20, 2013.
- [F12]Represents the rescission on 10/23/2012 of the shares awarded under the Company's 2015 Long Term Incentive Plan granted on 9/20/2012.
- [F13]Granted subject to stockholder approval of the amendment of the 2010 Stock Incentive Plan, as amended, at the Company's Annual Meeting of Stockholders on 12/11/2012.
- [F14]Not applicable.
- [F15]Represents the rescission on 10/23/2012 of the RSU's granted on 9/20/2012.
- [F2]Exercisable in four equal installments with the first installment on the date indicated.
- [F3]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
- [F4]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.
- [F5]These shares will vest 50%, with the first vesting on December 6, 2012.
- [F6]Restricted share units issued under the Comnpany's 2010 Stock Incentive Plan.
- [F7]These units vested in two equal installments on June 19, 2013 and June 19, 2014.
- [F8]These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").
- [F9]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
Documents
Issuer
Ascena Retail Group, Inc.
CIK 0001498301
Entity typeother
Related Parties
1- filerCIK 0001326725
Filing Metadata
- Form type
- 4
- Filed
- Oct 24, 8:00 PM ET
- Accepted
- Oct 25, 1:42 PM ET
- Size
- 24.4 KB