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4//SEC Filing

JAFFE ELISE 4

Accession 0000717724-12-000068

CIK 0001498301other
View on SEC.govCompany Profile

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 1:14 PM ET

Size

21.7 KB

Accession

0000717724-12-000068

Insider Transaction Report

Form 4
Period: 2012-12-07
Ascena Retail Group, Inc.ASNA
JAFFE ELISE
Senior Vice President
Transactions
  • Exercise/Conversion

    Common

    2012-12-07$3.38/sh+160,000$540,800→ 9,931,983 total
  • Exercise/Conversion

    Option To Buy

    2012-12-07−160,000→ 0 total
    Exercise: $3.38From: 2003-12-09Exp: 2012-12-09→ Common (160,000 underlying)
Holdings

  • Options to Buy

    Exercise: $5.92From: 2006-10-12Exp: 2015-10-12→ Common (160,000 underlying)
    160,000

  • Option To Buy

    Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (30,000 underlying)
    30,000

  • Option To Buy

    Exercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (80,000 underlying)
    80,000

  • Option To Buy

    Exercise: $11.70From: 2011-09-23Exp: 2020-09-23→ Common (30,000 underlying)
    30,000

  • Option To Buy

    Exercise: $13.13From: 2012-09-21Exp: 2021-09-21→ Common (30,000 underlying)
    30,000

  • Restricted Stock Shares

    → Common (7,644 underlying)
    7,644

  • Restricted Share Units

    → Common (500 underlying)
    500

  • Option To Buy

    Exercise: $20.79From: 2013-09-20Exp: 2022-09-20→ Common (15,000 underlying)
    15,000
Footnotes (10)
  • [F1]Includes 20,319 shares of performance based shares awarded under the Company's 2012 Long Term Incentive Plan (the "2012 LTIP")
  • [F10]These units vest in two equal installments on June 19, 2013 and June 19, 2014.
  • [F2]Exercisable in five equal annual installments with the first installment on the date indicated.
  • [F3]Exercisable in four equal annual installments with the first installment on the date indicated.
  • [F4]Granted under the Company's 1995 Stock Option Plan.
  • [F5]Granted under the Company's 2001 Stock Incentive Plan
  • [F6]Granted under the Company's 2010 Stock Incentive Plan
  • [F7]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock. under 2014 LTIP.
  • [F8]These shares vested 1/3 on each of the following dates: July 30, 2012, July 30, 2013 and July 30, 2014.
  • [F9]Restricted share units issued under the Company's 2010 Stock Incentive Plan.

Documents

2 files

Issuer

Ascena Retail Group, Inc.

CIK 0001498301

→
Entity typeother

Related Parties

1
  • filerCIK 0001066030

Filing Metadata

Form type
4
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 1:14 PM ET
Size
21.7 KB
View on SEC.gov