4//SEC Filing
Sullivan John J. 4
Accession 0000717724-12-000073
CIK 0001498301other
Filed
Dec 10, 7:00 PM ET
Accepted
Dec 11, 1:24 PM ET
Size
19.9 KB
Accession
0000717724-12-000073
Insider Transaction Report
Form 4
Sullivan John J.
EVP & Chief Operating Officer
Transactions
- Exercise/Conversion
Restricted Share Units
2012-12-10−5,000→ 5,000 total→ Common (5,000 underlying) - Sale
Common
2012-12-10$18.65/sh−1,852$34,543→ 3,148 total
Holdings
- 30,000
Option To Buy
Exercise: $20.79From: 2013-09-20Exp: 2022-09-20→ Common (30,000 underlying) - 50,000
Option to Buy
Exercise: $14.19From: 2012-12-06Exp: 2021-12-06→ Common (50,000 underlying) - 20,000
Restricted Share Units
→ Common (20,000 underlying) - 10,000
Restricted Stock Units
→ Common (10,000 underlying) - 12,000
Restricted Stock Units
→ Common (12,000 underlying) - 30,000
Restricted Stock Units
→ Common (30,000 underlying)
Footnotes (14)
- [F1]Shares sold to pay taxes due upon vesting of restricted stock.
- [F10]These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").
- [F11]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
- [F12]The number of RSU's to be received will be based upon the percentage of achievement by Ascena of certain financial performance targets for Ascena's fiscal year 2013, 2014 and 2015.
- [F13]These shares will vest 10% over three years, these shares will vest 15% in the fourth year, these shares will vest 20% the fifth year, and 35% the sixth year. The first vesting will be September 20, 2013.
- [F14]Granted subject to stockholder approval of the amendment of the 2010 Stock Incentive Plan, as amended, at the Company's Annual Meeting of Stockholders on 12/11/2012.
- [F2]Not applicable
- [F3]Granted under the Company's 2010 Stock Incentive Plan.
- [F4]Exercisable in four equal installments with the first installment on the date indicated.
- [F5]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock.
- [F6]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2012, 2013 and 2014.
- [F7]These shares will vest 50%, with the first vesting on December 6, 2012.
- [F8]Restricted share units issued under the Comnpany's 2010 Stock Incentive Plan.
- [F9]These units vested in two equal installments on June 19, 2013 and June 19, 2014.
Documents
Issuer
Ascena Retail Group, Inc.
CIK 0001498301
Entity typeother
Related Parties
1- filerCIK 0001326725
Filing Metadata
- Form type
- 4
- Filed
- Dec 10, 7:00 PM ET
- Accepted
- Dec 11, 1:24 PM ET
- Size
- 19.9 KB