4//SEC Filing
CORREIA ARMAND 4
Accession 0000717724-12-000078
CIK 0001498301other
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 3:34 PM ET
Size
17.1 KB
Accession
0000717724-12-000078
Insider Transaction Report
Form 4
CORREIA ARMAND
Executive Vice President & CFO
Transactions
- Sale
Common
2012-12-17$18.75/sh−26,556$497,978→ 0 total
Holdings
- 50,000
Option To Buy
Exercise: $13.13From: 2012-09-21Exp: 2021-09-21→ Common (50,000 underlying) - 50,000
Option To Buy
Exercise: $11.70From: 2011-09-23Exp: 2020-09-23→ Common (50,000 underlying) - 40,000
Option To Buy
Exercise: $8.84From: 2010-09-24Exp: 2019-09-24→ Common (40,000 underlying) - 25,000
Option To Buy
Exercise: $20.79From: 2013-09-20Exp: 2022-09-20→ Common (25,000 underlying) - 10,000
Restricted Stock Units
→ Common (10,000 underlying) - 74,441
Option to Buy
Exercise: $7.50From: 2009-09-18Exp: 2018-09-18→ Common (74,441 underlying)
Footnotes (8)
- [F1]This transaction was executed in multiple trades ranging from $18.71 to $18.86. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
- [F2]Granted under the Company's 2001 Stock Incentive Plan
- [F3]Granted under the Company's 2010 Stock Incentive Plan.
- [F4]Exercisable in five equal annual installments with the first installment exercisable on the date indicated.
- [F5]Exercisable in four equal annual installments with the first installment exercisable on the date indicated.
- [F6]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock under the 2014 LTIP.
- [F7]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2013, 2014 and 2015.
- [F8]These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").
Documents
Issuer
Ascena Retail Group, Inc.
CIK 0001498301
Entity typeother
Related Parties
1- filerCIK 0001234435
Filing Metadata
- Form type
- 4
- Filed
- Dec 16, 7:00 PM ET
- Accepted
- Dec 17, 3:34 PM ET
- Size
- 17.1 KB