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4//SEC Filing

CORREIA ARMAND 4

Accession 0000717724-12-000078

CIK 0001498301other

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 3:34 PM ET

Size

17.1 KB

Accession

0000717724-12-000078

Insider Transaction Report

Form 4
Period: 2012-12-17
CORREIA ARMAND
Executive Vice President & CFO
Transactions
  • Sale

    Common

    2012-12-17$18.75/sh26,556$497,9780 total
Holdings
  • Option To Buy

    Exercise: $13.13From: 2012-09-21Exp: 2021-09-21Common (50,000 underlying)
    50,000
  • Option To Buy

    Exercise: $11.70From: 2011-09-23Exp: 2020-09-23Common (50,000 underlying)
    50,000
  • Option To Buy

    Exercise: $8.84From: 2010-09-24Exp: 2019-09-24Common (40,000 underlying)
    40,000
  • Option To Buy

    Exercise: $20.79From: 2013-09-20Exp: 2022-09-20Common (25,000 underlying)
    25,000
  • Restricted Stock Units

    Common (10,000 underlying)
    10,000
  • Option to Buy

    Exercise: $7.50From: 2009-09-18Exp: 2018-09-18Common (74,441 underlying)
    74,441
Footnotes (8)
  • [F1]This transaction was executed in multiple trades ranging from $18.71 to $18.86. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  • [F2]Granted under the Company's 2001 Stock Incentive Plan
  • [F3]Granted under the Company's 2010 Stock Incentive Plan.
  • [F4]Exercisable in five equal annual installments with the first installment exercisable on the date indicated.
  • [F5]Exercisable in four equal annual installments with the first installment exercisable on the date indicated.
  • [F6]Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock under the 2014 LTIP.
  • [F7]The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2013, 2014 and 2015.
  • [F8]These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").

Issuer

Ascena Retail Group, Inc.

CIK 0001498301

Entity typeother

Related Parties

1
  • filerCIK 0001234435

Filing Metadata

Form type
4
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 3:34 PM ET
Size
17.1 KB