Home/Filings/4/0000717724-13-000014
4//SEC Filing

Montgomery Dirk A 4

Accession 0000717724-13-000014

CIK 0001498301other

Filed

Jan 31, 7:00 PM ET

Accepted

Feb 1, 11:03 AM ET

Size

14.1 KB

Accession

0000717724-13-000014

Insider Transaction Report

Form 4
Period: 2013-01-31
Transactions
  • Award

    Performance Share Units

    2013-01-31+12,50012,500 total
    Common (12,500 underlying)
  • Award

    Restricted Share Units

    2013-01-31+45,00045,000 total
    Common (45,000 underlying)
  • Award

    Option To Buy

    2013-01-31+25,00025,000 total
    Exercise: $16.82From: 2014-01-31Exp: 2020-01-31Common (25,000 underlying)
Holdings
  • Common

    0
Footnotes (7)
  • [F1]Granted under the Company's 2010 Stock Incentive Plan.
  • [F2]Exercisable in four equal installments with the first installment on the date indicated.
  • [F3]Restricted share units issued under the Company's 2010 Stock Incentive Plan.
  • [F4]These restricted share units have a 6-year graduated vesting, 10% upon each of the first three annnnniversaries, 15% upon the fourth anniversary, 20% upon the fifth anniversary, and 35% upon the sixth year anniversary.
  • [F5]Each performance share unit ("PSU") represents a contingent right to receive one share of Ascena common stock.
  • [F6]These shares of performance shares (PSU's ) were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").
  • [F7]The number of PSU's to be received will be based upon the percentage of achievement by Ascena of certain financial performance targets for Ascena's fiscal year 2013, 2014 and 2015.

Issuer

Ascena Retail Group, Inc.

CIK 0001498301

Entity typeother

Related Parties

1
  • filerCIK 0001341991

Filing Metadata

Form type
4
Filed
Jan 31, 7:00 PM ET
Accepted
Feb 1, 11:03 AM ET
Size
14.1 KB