|4Jan 29, 6:06 PM ET

Brooks Jeremy 4

4 · WILLIAMS SONOMA INC · Filed Jan 29, 2026

Research Summary

AI-generated summary of this filing

Updated

Williams-Sonoma (WSM) CAO Jeremy Brooks Receives RSU Award

What Happened

  • Jeremy Brooks, Chief Accounting Officer of Williams‑Sonoma (WSM), had restricted stock units vest on January 27, 2026. The filing shows a 1,221‑share award/acquisition (RSUs converted to stock) and related exercise/conversion entries for 409 shares. To satisfy tax withholding, 169 shares were withheld and disposed at $204.67 per share, totaling about $34,589. Net shares issued to Brooks were roughly 1,052 (1,221 vested less 169 withheld).
  • These transactions are recorded as derivative exercises/conversions (code M), an award/acquisition (code A), and tax withholding (code F).

Key Details

  • Transaction date: January 27, 2026; Form 4 filed January 29, 2026 (timely filing).
  • Withholding: 169 shares withheld at $204.67/share = $34,589 to cover tax obligations (cashless withholding).
  • Award: 1,221 restricted stock units vested/converted into shares (each RSU = 1 share per footnote).
  • Additional entries: conversion/exercise of 409 derivative units is shown in the filing (no cash paid).
  • Vesting schedule notes: some RSUs vest in equal installments on 1/27/2026–2029 and others 1/27/2027–2030 (see footnotes); RSUs cancel upon vesting and delivery.
  • Shares owned after transaction: not specified in the excerpt provided.

Context

  • This appears to be routine RSU vesting and tax withholding (a cashless withholding to cover taxes), not an open‑market sale or purchase. Exercise/conversion entries reflect conversion of award units into common stock rather than a paid option exercise. Such vesting events are typical compensation activity and do not, by themselves, indicate insider market sentiment.

Insider Transaction Report

Form 4
Period: 2026-01-27
Brooks Jeremy
CHIEF ACCOUNTING OFFICER
Transactions
  • Exercise/Conversion

    Common Stock

    2026-01-27+4099,210 total
  • Tax Payment

    Common Stock

    [F1]
    2026-01-27$204.67/sh169$34,5899,041 total
  • Exercise/Conversion

    Restricted Stock Units

    [F3][F4][F5]
    2026-01-274091,229 total
    Common Stock (409 underlying)
  • Award

    Restricted Stock Units

    [F3][F6][F5]
    2026-01-27+1,2211,221 total
    Common Stock (1,221 underlying)
Holdings
  • Common Stock

    [F2]
    (indirect: By Managed Account)
    238
Footnotes (6)
  • [F1]Represents the number of shares withheld upon vesting of restricted stock units to cover tax withholding obligations.
  • [F2]Represents the number of shares held by the reporting person in the Williams-Sonoma, Inc. Stock Fund under the Williams-Sonoma, Inc. 401(k) Plan, based on a statement dated January 27, 2026.
  • [F3]Each restricted stock unit represents a contingent right to receive one share of WSM common stock.
  • [F4]These restricted stock units vest in four equal installments on 1/27/2026, 1/27/2027, 1/27/2028 and 1/27/2029.
  • [F5]The restricted stock units are cancelled upon vesting and delivery of shares of WSM common stock.
  • [F6]These restricted stock units vest in four equal installments on 1/27/2027, 1/27/2028, 1/27/2029 and 1/27/2030.
Signature
/s/ David R. King, Attorney-in-Fact for Jeremy Brooks|2026-01-29

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT